| Advisor Profile |
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Business Description |
| Certified Financial Planner professional focused on helping my clients make smart choices with their money. I provide customized Financial Planning products and services, including those for the Creation, Accumulation, Protection, and Distribution of Wealth for my clients and their families. Specializations include Retirement Planning, Business Planning, Investment Planning, and Estate/Legacy Planning, using values-based, client-centric financial planning strategies, systems, and processes. |
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General Information |
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| Insurance License#: |
LA-972065 NY, 0219563 NJ
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| Name of Broker/Dealer: |
MetLife Securities, Inc
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| States Licensed in: |
NY, NJ, DE, FL
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| Years of Experience in Financial Services: |
6
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| Number of Years with Current Firm: |
6
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Services |
| Investment Types: |
Insurance, Mutual Funds, Stocks, Bonds, Exchange Traded Funds (ETFs), Annuities
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLU®)
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| Securities Licenses: |
Series 65, Series 6, Series 7, Series 24, Series 63
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| Insurance and Annuity Licenses: |
Variable Life, Disability, Variable Annuity, Long Term Care, Life, Health, Annuity, Accident
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| Financial Organization Memberships: |
Financial Planning Association (FPA), National Association of Insurance and Financial Advisors (NAIFA), GAMA International
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Hourly, Flat Fee, Based on Assets, Commissions
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| Prepared By: |
Ronald Scott, CFP® |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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CERTIFIED FINANCIAL PLANNER professional |
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What is your approach to financial planning? |
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Client-centric, goals-based life planning |
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What services do you offer? |
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Comprehensive financial planning, Situatioal financial planning |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Flat fee or hourly fee for financial plans. Percentage of Assets Managed for investments. Commissions on other products (insurance and annuities) |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Based on your time horizon and risk tolerance |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Retirement Planning, Estate Planning, Insurance Planning |
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What financial institution(s) do you represent? |
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How do you charge for your services? |
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Percentage of Assets Managed for investments. Commissions on other products (insurance and annuities) |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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I will partner with you to obtain your life's goals. |
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