| Advisor Profile |
|
 |
| Research This Advisor |
|
|
| Request More Information |
|
|
|
|
|
|
Business Description |
James E. Henderson, M.B.A.,CFC., principal executive at J. E. Henderson Financial, approaches financial planning from a holistic perspective. To maximize the potential of a financial plan, he believes in a fully integrated approach. A well-designed plan, for example, often requires coordination of many variables such as wills, trusts, qualified retirement plans and investments. For those specialized areas, he draws upon the expertise of the professionals in their respective fields. His team of specialists follows a system that can ensure clients a high standard of excellence.
J. E. Henderson offers a diverse range of investment instruments such as mutual funds, variable annuities, and variable universal life insurance products. Other life, health, disability, group, and long term care insurances are also available. Additional programs include deferred compensation, stock redemption, key-person insurance, disability buy-out, pension and profit-sharing plans (401-k, 403-b, etc.). The team also offers estate liquidity, survivorship planning, and tuition funding ideas. Institutional money management is also offered through Money Concepts Capital. |
|
| |
|
|
General Information |
|
|
|
|
|
|
| Name of Broker/Dealer: |
Money Concepts Capital Corp.
|
|
| States Licensed in: |
DC, MD
|
|
| Years of Experience in Financial Services: |
20
|
|
| Number of Years with Current Firm: |
2
|
|
| I work with the following types of clients: |
Individual Investors
|
|
| |
|
Education |
| Academic Background |
| |
MBA - Southeastern University
MA, East Asian Studies - University of Washington, Seattle |
|
| |
|
Services |
| Investment Types: |
Insurance, Mutual Funds, Mortgages & Real Estate
|
|
| |
|
Qualifications & Memberships |
| Securities Licenses: |
Series 6
|
|
| Insurance and Annuity Licenses: |
Casualty, Property, Health, Long Term Care, Life
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| |
|
Compliance |
| Registered Representative: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
|
|
| Compensation Methods: |
Based on Assets, Commissions, Flat Fee, Hourly
|
|
| |
|
| |
| |
| Prepared By: |
James Henderson |
Frequently Asked Questions |
|
| Q. |
Do you have a customer satisfaction or refund policy? |
|
| Q. |
What are your qualifications? What is your education background? |
| |
MBA in International Management & Finance; MA in East Asian Studies; Series 6; Series 63; Series 65;Life, Health, and Property & Casualty Licenses. |
|
| Q. |
What is your approach to financial planning? |
| |
Needs based analysis; time based outlook; risk tolerance |
|
| Q. |
What services do you offer? |
| |
Retirement, tuition, tax, estate planning.
Rollover of retirement & pension plans
Insurance, annuities, long term care, disability insurance, investments, mutual funds, asset allocation, tax preparation, mortgage services |
|
| Q. |
How many clients do you currently manage? |
|
| Q. |
Will you be the only person working with me? |
| |
Yes, unless your plan calls for a team approach, such as a attorneys and other specialists. |
|
| Q. |
How are you compensated? How will I pay for your services? |
|
| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
|
| Q. |
Do you offer any guaranteed results? |
| |
I offer the guarantees as offer my the companies I represent. My guarantee is you will get top quality service and attention. |
|
| Q. |
How much risk should I be willing to take? |
| |
According to your own tolerances with admonition from me. |
|
| Q. |
Have you ever been charged with any breaches? |
|
|
|
