Business Description

Clark Kendall is one of a select few investment professionals designated as both Chartered Financial Analyst (CFA) and Certified Financial Planner® (CFP), and the only professional worldwide to hold a CFA, CFP and an Accredited Estate Planner (AEP) designation. With over twenty years of seasoning in investment management and wealth management strategies, Clark is also a former equity seat holder on the New York Stock Exchange (NYSE). As Chief Investment Officer and Founder of Kendall Capital Management, Inc., Clark is focused on providing intelligent, independent, financial direction to high-net-worth individuals and institutions. Kendall Capital Management currently manages over $65 million in assets. Prior to launching Kendall Capital Management, Clark was the acting Chief Investment Officer at Potomac Asset Management from 1999 to 2004. Before joining Potomac Asset Management, Clark served as a Vice President, member of the Investment Committee and portfolio manager for Pell Rudman Trust Company—an international investment firm. Clark previously served as a global private banker at the Royal Bank of Canada. From 1990 to 1996, Clark was Senior Investment Officer and member of the Bank Investment Committee and Trust Investment Committee at Sandy Spring Bank of Maryland. Clark is a graduate of James Madison University and holds a BBA in Finance and Economics.

General Information

Gender:

Male

CRD#:

1144480

Firm CRD#:

134740

States Licensed in:

Maryland, DC, Virginia, New Hampshire

States Willing to do Business in:

Maryland, Virginia, DC, Penn, Florid

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Prior to launching Kendall Capital in 2005, Clark was the Chief Investment Officer at Potomac Asset Management (1999-2004). Before joining Potomac Asset Management, Clark served as Vice President, member of the Investment Committee and portfolio manager for Pell Rudman Trust Company?an international investment firm. Clark previously served as a global private banker at the Royal Bank of Canada. From 1990 to 1996, Clark was the first Investment Officer at Sandy Spring Bank where he was responsible for all investment functions of the then newly created Trust Department, and served also as a Senior Investment Officer and a member of the Bank Investment Committee.

I work with the following types of clients:

Investment Clubs, Individual Investors, Non-Profit Organizations, Businesses

Foreign Languages Serviced:

Spanish

Education

Academic Background

Clark Kendall is one of a select few investment professionals designated as both Charted Financial Analyst (CFA) and Certified Financial Planner® (CFP), and the only professional worldwide to hold a CFA, CFP® and an Accredited Estate Planner (AEP) designation. Clark is also a former equity seat holder on the New York Stock Exchange (NYSE). Clark is a graduate of James Madison University and holds a BBA in Finance and Economics.

Services

Investment Types:

Bonds, Alternative Investments, Options & Futures, Mutual Funds, Stocks, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Financial Analyst (CFA), Accredited Estate Planner (AEP), Certified Fund Specialist (CFS)

Financial Organization Memberships:

CFA Institute, National Association of Personal Financial Advisors (NAPFA)

Non-Financial Organization Memberships:

Clark is an active member of the Washington Society of Chartered Financial Analysts; past trustee and treasury for the Sandy Spring Museum; and Boy Scout leader for Troop 759, in Ashton, MD. He is currently serving as a board member of the Olney Chamber of Commerce; member of the Advisory Board to Shady Grove Adventist Rehabilitation Hospital; and was recently selected to be on the US Congressional 2010 Small Business Advisory Committee for the 4th District of MD. In 2007, Clark was recognized as ?Citizen of the Year? from the Olney Boys and Girls Club, where he has been a basketball coach for the past 12 years and currently serves as a board member. Additionally, Clark also maintains the following affiliations: a member and past President of the Olney Lions; and active member and past board member of the Montgomery County Estate Planning Council; current member of Oakdale Emory Methodist Church; and 2008 graduate from Leadership Montgomery.

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

$50,000,000

Compliance

Registered Investment Advisor:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-only financial professional

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets, Hourly

Fee % Based on Assets:

1.0

Hourly Rate:

$250

Minimum Fee Charged for Managed Accounts:

$2,500

Prepared By:

Clark Kendall, CFA, AEP, CFP