| Advisor Profile |
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Business Description |
| Complete Financial Planning, Focusing Mainly on Retirement and Income for life for Retires, Baby Boomers and individuals. My goal is to educate my clients and guide them through their financial needs and goals in a tax effecient Manner with all the knowledge and resource at my disposal. I work with Client as per their need, like Fee only, Pay as we go, Sales charge as per product, ect. I handle Stocks, Bonds, Mutual Funds, Closed end funds, ETF, Preferreds, Annuities, Reits, Alternative Investments, 1035 exchange and international Investment. |
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| Prepared By: |
Raj Shekar |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Most of clients are very satisfied, I am in the business of making money for clients, I don't have a refund policy. |
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What are your qualifications? What is your education background? |
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I have a BA in human Management, Multiple license, Life @ Health, Annuities, Series 6, 7, 63 and 65.
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What is your approach to financial planning? |
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Financial Planning is not like one shoe fits all, It is tailored to each individual clients as per their, risk tolerance, time horizon and goals in life. |
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What services do you offer? |
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I offer complete financial Planning, I do stocks, bonds, mutual funds, ETF, closed end funds, LTC, life insurance, 1035 exchange, Annuities and much more. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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Myself and my office co-ordinator, Who helps me with all the paperwork, ect |
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How are you compensated? How will I pay for your services? |
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I work on Fee based Accounts, sales charge for products offered, Transations cost. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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I work both discretion and Non-discretion. |
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Do you offer any guaranteed results? |
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My goal is to protect the principal first for my clients and work towards beating the market. there are some good Guaranteed products Availiable these days. |
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How much risk should I be willing to take? |
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Depends on age, risk tolerance, time horizon, goals and where your in your life. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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I work with a lot of retires who are looking for income for the next 25 to 30 years, I am distribution specialist. |
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What is your experience? How many clients do you currently manage? |
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I have been in the business for the last 10 years, learned a lot and still learning. I manage around 100 clients. |
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What financial institution(s) do you represent? |
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How do you charge for your services? |
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Fee Based,Wrap Accounts, Third Party money managers, transaction, and sales charge for product offered. |
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Do you provide a free initial consultation? |
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Yes i do a complimentary financial Review. |
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Why should I choose you as my financial advisor? |
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Firstly I have your interest and your goal in my mind all the time,Work towards protecting your princpal first, Great customer service, Good product knowledge, I manage Tactically, Not like put clients in a product and forget for 7 years. |
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What are your qualifications? |
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10 plus years managing money for families. |
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What is your approach to 401 K plan rollovers? |
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Better management and more choices. |
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How long does the process of rolling over a 401K plan usually take? |
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What financial institutions do you represent? |
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How many years of experience do you have? |
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What are your fees for this service? |
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No fee for consultations, depends on what we decide to do. |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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We will work smooth transfer, Good Advice and great customer service. |
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Do you provide a free initial consultation? |
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