| Advisor Profile |
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Business Description |
Rutherford Investment Management is 5-star Morningstar rated investment firm based in Portland, Oregon. The company is 100% owned by William D. Rutherford, former Treasurer of Oregon and former Chairman of the Oregon Investment Council. Each account is individually managed in accordance with the client's investment objectives and risk tolerance. The investment philosophy is long term, with sufficient diversification to lower risk, and low turnover to reduce transaction costs.
Mr. Rutherford is a graduate of Harvard Law School and the University of Oregon. He has served as President, CEO and Board member of two investment companies with worldwide offices and has been a board member of a number of international and domestic companies. He is often quoted in the national press and frequently appears on CNBC, Bloomberg, and other national media outlets. William is the author of "Who Shot Goldilocks?: How Alan Greenspan Did in Our Jobs, Savings, and Retirement Plans". |
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General Information |
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| Name of Broker/Dealer: |
Charles Schwab
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| Name of Custodial Firm: |
Charles Schwab
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| States Willing to do Business in: |
All states
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| Years of Experience in Financial Services: |
30+
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| Number of Years with Current Firm: |
15
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| Work Experience: |
A graduate of Harvard Law School and the University of Oregon, William served as Treasurer of the State of Oregon, chair of the Oregon Investment Council (with responsibility for investing $14 Billion at a time when Oregon was generally regarded as the best public investment fund in the nation), a four-term member of the Oregon House of Representatives, and Co-Chair of the Council of Institutional Investors.
He has served as President, CEO and Board member of two investment companies with offices in New York City, London, Paris Tokyo and Frankfurt. He has been a board member of a number of international and domestic companies. William
aided with the restructuring of Metallgesellschaft, an international trading, and oil and gas company, and Europe’s 10th largest company.
William Rutherford has been quoted and published in The New York Times, Wall Street Journal, The London Guardian, Smart Money Magazine, Business Week, Money Management Forum, Christian Science Monitor, Chief Executive Magazine, and Reuters. He has appeared on CNBC, Bloomberg Television, and served as speaker at numerous investor conferences. William is the author of Who Shot Goldilocks?: How Alan Greenspan Did in Our Jobs, Savings, and Retirement Plans.
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| I work with the following types of clients: |
Non-Profit Organizations, Individual Investors, Businesses
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| Foreign Languages Serviced: |
N/A
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Education |
| Academic Background |
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BA Univ of Oregon
JD Harvard Law School |
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Services |
| Investment Types: |
Stocks, Bonds, Mutual Funds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 65
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Firm's Number of Clients: |
35
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| Firm's Number of Planning Clients: |
0
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| Firm's Number of Managed Clients: |
35
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| Assets Managed by Firm: |
$25,000,000
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| Advisor's Number of Clients: |
35
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| Advisor's Number of Managed Clients: |
35
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| Advisor's Number of Planning Clients: |
0
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| Assets Managed by Advisor: |
$25,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$500,000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
1.25%
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| Minimum Fee Charged for Managed Accounts: |
$6,250
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| Minimum Fee Charged for Hourly Planning Accounts: |
N/A
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| Minimum Fee Charged for Flat Fee Accounts: |
$6,250
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| Prepared By: |
William Rutherford |
Frequently Asked Questions |
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How many clients do you currently manage? |
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How are you compensated? How will I pay for your services? |
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Annual fee 1.25% of assets under management, paid quarterly in arrears |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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What financial institution(s) do you represent? |
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We are an independent firm. |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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Experience, integrity, accessibility, results. |
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Do you provide a free initial consultation? |
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