| Advisor Profile |
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Business Description |
| Ready to get educated, not sold? A unique approach to financial services and planning. Free initial consultation. Offices in Salt Lake and Utah County. Expertise in financial planning. Certified Financial Planner(CFP), Chartered Financial Advisor(CHFC), and a Master's of Financial Services(MSFS) are credentials Dave Shipley has been awarded. |
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General Information |
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| Name of Broker/Dealer: |
Woodbury Financial Services, Inc.
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| States Licensed in: |
ID, CA, WA, UT
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| Years of Experience in Financial Services: |
5
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Investment Clubs, Individual Investors, Non-Profit Organizations, Businesses
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| Foreign Languages Serviced: |
Thai
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Services |
| Investment Types: |
Bonds, Stocks, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Advisor for Senior Living (CASL), Chartered Life Underwriter (CLUŽ), Chartered Financial Consultant (ChFC®)
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| Securities Licenses: |
Series 63, Series 6, Series 7, Series 66
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| Insurance and Annuity Licenses: |
Disability, Variable Annuity, Long Term Care, Variable Life, Annuity, Health, Life
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee, Hourly
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| Minimum Fee Charged for Hourly Planning Accounts: |
$150
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| Prepared By: |
Dave Shipley, CFP® |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Yes. Clients that are not 100% satisfied will be issued a full refund. |
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What are your qualifications? What is your education background? |
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I am a CFP(Certified Financial Planner), MSFS(Master's in Financial Services), CASL(Certified Advisor for Senior Living), CAP(Chartered Advisor in Philanthropy), CLU(Chartered Life Underwriter), and CHFC(Chartered Financial Consultant). |
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What is your approach to financial planning? |
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Organize, educate, execute, and then ongoing follow through. |
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What services do you offer? |
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Planning, Insurance, and Investments. |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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How much risk should I be willing to take? |
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This will be determined after a careful analysis of your investing personality is performed. Unique to each client. |
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Have you ever been charged with any breaches? |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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I am a CFP(Certified Financial Planner), MSFS(Master's in Financial Services), CASL(Certified Advisor for Senior Living), CAP(Chartered Advisor in Philanthropy), CLU(Chartered Life Underwriter), and CHFC(Chartered Financial Consultant). |
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What are your management fees? |
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Competitive, depends on the size of the plan- assets and participants. |
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Do you have a minimum requirement for number of employees or total investment value? |
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No- many of our plans are single participant business owners. |
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What type of plans do you offer? |
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What are your qualifications? |
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I am a CFP(Certified Financial Planner), MSFS(Master's in Financial Services), CASL(Certified Advisor for Senior Living), CAP(Chartered Advisor in Philanthropy), CLU(Chartered Life Underwriter), and CHFC(Chartered Financial Consultant). |
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| Q. |
How long does the process of rolling over a 401K plan usually take? |
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We complete all the paperwork and process everything within a week, but the rollover time depends on how long your current 401 provider takes in distributing the funds. Usually one to six weeks. |
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Do you provide a free initial consultation? |
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