| Advisor Profile |
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| Name: |
Mark Casebolt |
| Phone Number: |
(248) 579-0385 |
| Website: |
Visit Website
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Business Description |
| An independently owned, full-service financial services firm, specializing in retirement plans, IRA and 401K Rollovers, principal protection strategies, Investment Advisory Services, maximum income protection strategies, asset allocation and brokerage services including: stocks, bonds, mutual funds and tax deferred annuities, asset protection and estate conservation strategies. |
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General Information |
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| Name of Broker/Dealer: |
Summit Brokerage Services
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| Name of Custodial Firm: |
First Clearing Corporation, a division of Wachovia Bank
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| States Licensed in: |
MI,FL,NC,VA,AZ,MA,IN,CO
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| States Willing to do Business in: |
MI,FL,AZ,NC
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| Years of Experience in Financial Services: |
20+
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| Number of Years with Current Firm: |
5
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| Work Experience: |
Former Senior Vice President, Oppenheimer & Co., Inc.
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| I work with the following types of clients: |
Individual Investors, Businesses
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| Foreign Languages Serviced: |
Se Habla Espanol
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Education |
| Academic Background |
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| Master of Science in financial Services, Institute of Business and Finance |
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Services |
| Investment Types: |
Commodities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Insurance, Bonds, Stocks, Annuities
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified Fund Specialist (CFS), Certified Annuity Specialist (CAS), Masters in Financial Services (MSFS)
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| Securities Licenses: |
Series 66, Series 6, Series 7, Series 24, Series 63
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| Insurance and Annuity Licenses: |
Life, Annuity, Variable Life, Variable Annuity
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| Financial Organization Memberships: |
Financial Services Institute
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| Non-Financial Organization Memberships: |
Southeastern Michigan Better Business Bureau
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Mark Casebolt |
| Most Recent Update: |
08/04/2008 |
Frequently Asked Questions |
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