| Advisor Profile |
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Business Description |
| I strive to be recognized by clients and peers as a premier and trustworthy financial consultant. I built my business on a foundation of trust, communication and attention to service, and I will focus my practice on providing competent, prudent financial service.
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General Information |
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| States Licensed in: |
California
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| Years of Experience in Financial Services: |
25
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Education |
| Academic Background |
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| Degree in business administration -Colorado State University |
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Services |
| Investment Types: |
Stocks Mutual Funds, Mutual Funds, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Certified Financial Planner
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| Securities Licenses: |
Series 63, Life & Health, Series 24, Series 7
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
250,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee
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| Prepared By: |
Gary F. Thomas |
Frequently Asked Questions |
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