| Advisor Profile |
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Business Description |
| My job is to create and manage a portfolio of individual securities which will provide superior long-term growth with the least amount of volatility tailored to meet each client's unique risk tolerance. This is a total return/low turnover shop with a stellar performance record that is available upon request. |
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General Information |
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| Years of Experience in Financial Services: |
15
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| Foreign Languages Serviced: |
French
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Education |
| Academic Background |
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| BA, Foreign Affairs - Assumption College (1978) |
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Services |
| Investment Types: |
International Investments, Options, Bonds, Stocks, Annuities
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Investment Advisor (RIA) (State or SEC) or RIA representative
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compensation & Fees |
| Fee % Based on Assets: |
1.5
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| Additional Details on Charges: |
stock/balanced portfolios - 1.5%/yr
bond portfolios - 0.75%/.yr.
TD Waterhouse fee $15/trade
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| Prepared By: |
Paul F. Dougherty |
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