Business Description

We build very successful long term client relationships based
on their needs,trust,integrity,open communication, and
excellent service from all our staff. By spending the necessary time at the beginning of the relationship to
carefully define a clients needs and goals; we have very
satisfied clients who have the peace of mind that their
financial capital is directed to help fulfill their needs and
passions. Our target expertise is RETIREMENT INCOME
SPECIALISTS.

General Information

Gender:

Male

CRD#:

1956632

Years of Experience in Financial Services:

Education

Academic Background

Ba....Univ of Montana 1965
Ma....Univ of Montana 1967 MBA

Services

Investment Types:

Stocks Mutual Funds, International Investments, Bond Mutual Funds, Real Estate, Annuities, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Certified Financial Planner, Insurance License (Life & Health; Long Term Care; Specify below), Series 7, Securities Investor Protection Corporation, Masters of Business Administration, Series 63

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

.5 to 2.5

Hourly Rate:

75 to 150

Additional Details on Charges:

asset management fees usually range from
.5ïo 2.5ýepending on the size of
the account and the complexity of the
investment requirements.

Prepared By:

John Bailey

Most Recent Update:

08/20/2008