Business Description

To assist families create and manage their wealth. We use a six-step, free no obligation, financial strategy to identify and assist in creating financially independent families.

World Financial Group has thousands of independent associates committed to one mission: To create financially independent families positioned to realize their dreams. WFG associates work with their clients to address their specific financial goals and needs, helping them to feel better about their financial future.

Unlike other insurance and financial services organizations that offer products and services from a single provider, World Financial Group associates, through various affiliated companies, represent many of the industry’s leading companies to the consumer. This approach helps WFG associates find the product that fits each client’s specific needs, rather than the client into a specific product. Whether you are looking for family protection, retirement strategies, or education preparation, your WFG associate can accommodate your specific needs.

General Information

Gender:

Male

CRD#:

2306975

Name of Broker/Dealer:

World Group Securities, Inc.

States Licensed in:

TX, OK, AR, LA, ID, WI, IL, CA

States Willing to do Business in:

TX, OK, AR, ID, WI, IL, CA

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Financial Advisor with independent Firm
CPA Designation

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Education

Academic Background

BS, Accounting, CPA

Services

Investment Types:

Stocks Mutual Funds, Mutual Funds, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Public Accountant (CPA), Insurance License (Life & Health; Long Term Care; Specify below)

Securities Licenses:

Series 6, Series 63, Series 65

Insurance and Annuity Licenses:

Variable Life, Disability, Variable Annuity, Long Term Care, Life, Health, Annuity

Financial Organization Memberships:

American Institute of Certified Public Accountants (AICPA)

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Assets Managed by Firm:

Yes

Advisor's Number of Clients:

500+

Advisor's Number of Managed Clients:

500+

Assets Managed by Advisor:

$35,000,000

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$30,000

Compensation Methods:

Commissions, Based on Assets

Fee % Based on Assets:

1.7

Hourly Rate:

150

Prepared By:

Gary Strawn