| Advisor Profile |
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Business Description |
| I have been in the business for 27 years and have clients in 10 states. Many of my clients have been with me for my entire career.They have the utmost trust in my recommendations. With their approval, I will be happy to provide references. I have never been to arbitration or court over any securities related transaction. I prefer face to face dealings with my clientele and should you decide to do business with me, I prefer to meet you at your office or home. |
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General Information |
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| Years of Experience in Financial Services: |
27
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Services |
| Investment Types: |
Stocks Mutual Funds, Bond Mutual Funds, International Investments, Real Estate, Alternative Investments, Annuities
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified Financial Planner, Series 63, Insurance License (Life & Health; Long Term Care; Specify below), Series 7, Registered Investment Advisor (RIA) (State or SEC) or RIA representative
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Assets Managed by Firm: |
Yes
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Compensation & Fees |
| Additional Details on Charges: |
Commission
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| Prepared By: |
Kendrick G. Smith |
| Most Recent Update: |
07/31/2008 |
Frequently Asked Questions |
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