Business Description

At Gray-Lewis Advisory Group, we offer you service that is personal, private, and exclusive. By choice, we seek to assist a limited number of clients, by providing superior client service, a transparent fee structure, and financial planning strategies that are independent and objective. In our role as a financial advisor, we act in a fiduciary capacity and always protect your best interests. The commitment to accept a fiduciary responsibility serves as the foundation of the client-planner advisory relationship. Securities and Advisory Services offered through VSR Financial Services, Inc., Member FINRA/SIPC, A Registered Investment Adviser. Gray-Lewis Advisory Group, LLC, is independent of VSR Financial Services, Inc.

General Information

Gender:

Male

CRD#:

1944997

Name of Broker/Dealer:

VSR Financial Services, Inc.

Name of Custodial Firm:

First Clearing , LLC

States Licensed in:

AZ, CA, FL, GA, MA, MD, MI, NC, NH, NY, OR, PA, RI, VA, VT, WA

States Willing to do Business in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

Bachelor of Arts degree - Brown University (1988)

Services

Investment Types:

Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Insurance License (Life & Health; Long Term Care; Specify below)

Securities Licenses:

Series 6, Series 7, Series 63

Insurance and Annuity Licenses:

Variable Annuity, Life, Annuity, Disability, Long Term Care, Variable Life

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$50000

Compensation Methods:

Based on Assets, Flat Fee, Commissions

Fee % Based on Assets:

.75%

Additional Details on Charges:

Fee structure is flexible and is tailored to meet individual circumstances, depending on the complexity and range of services required. Clients must be willing to go through the financial planning process prior to implementing any recommended planning solutions.

Prepared By:

John Lewis