| Advisor Profile |
 |
| Name: |
Richard Greene |
| Phone Number: |
(520) 777-1213 |
| Website: |
Visit Website
|
|
|
 |
| Research This Advisor |
|
| Request More Information |
|
|
|
|
|
|
Business Description |
| R.W. Greene & Associates, Inc. has provided financial, retirement and estate planning services to our clients since 1976. Our ability to coordinate all financial aspects for an individual or business has led to the longevity and success of our practice. Our practice is family owned and operated, and we pride ourselves on making our clients feel like a part of the family.
In July 2003, Richard W. Greene, CLU,ChFC was awarded the Hall of Honor award by the ING Career Network. The Hall of Honor award is a once-in-a-lifetime award and is presented to one field associate each year. This award recognizes exceptional character and professional ability, outstanding company and industry achievements, ethical service to clients and extraordinary commitment and contributions to family, community and profession. |
|
| |
|
|
General Information |
|
|
|
|
| Name of Broker/Dealer: |
ING Financial Partners
|
|
| Name of Custodial Firm: |
Pershing
|
|
| States Licensed in: |
AZ,KS,IL
|
|
| States Willing to do Business in: |
AZ
|
|
| Years of Experience in Financial Services: |
32
|
|
| Number of Years with Current Firm: |
32
|
|
| I work with the following types of clients: |
Individual Investors, Businesses
|
|
| |
|
Education |
| Academic Background |
| |
| Northwestern with majors in Finance and Economics, CLU, ChFC... |
|
| |
|
Services |
| Investment Types: |
Insurance, Mutual Funds, Stocks Mutual Funds, Annuities
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Life Underwriter (CLUŽ), Insurance License (Life & Health; Long Term Care; Specify below), Chartered Financial Consultant (ChFC)
|
|
| Securities Licenses: |
Series 6, Series 65
|
|
| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Life, HMO, Health, Annuity, Accident, Disability, Variable Life
|
|
| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA), Society of Financial Services Professionals
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| I work with clients as part of a team: |
Yes
|
|
| |
|
Compliance |
| Registered Representative: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
100,000
|
|
| Compensation Methods: |
Commissions, Based on Assets
|
|
| Fee % Based on Assets: |
.25
|
|
| |
|
| |
| |
| Prepared By: |
Richard Greene |
Frequently Asked Questions |
|
| Q. |
Do you have a customer satisfaction or refund policy? |
|
| Q. |
What are your qualifications? What is your education background? |
|
| Q. |
What is your approach to financial planning? |
|
| Q. |
What services do you offer? |
| |
Financial, Retirement and Estate Planning |
|
| Q. |
How many clients do you currently manage? |
|
| Q. |
Will you be the only person working with me? |
|
| Q. |
How are you compensated? How will I pay for your services? |
|
| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
|
| Q. |
Do you offer any guaranteed results? |
|
| Q. |
How much risk should I be willing to take? |
| |
this will be determined in our interview |
|
| Q. |
Have you ever been charged with any breaches? |
|
| Q. |
What services do you provide? What are your specialties? |
| |
Financial, Retirement and Estate Planning |
|
| Q. |
What is your experience? How many clients do you currently manage? |
|
| Q. |
What financial institution(s) do you represent? |
| |
ING, Allianz, UNUM, BCBS, and several others |
|
| Q. |
How do you charge for your services? |
|
| Q. |
Do you provide a free initial consultation? |
|
| Q. |
Why should I choose you as my financial advisor? |
| |
I will never recommend a financial product that I would not, or have not, purchased for me and my family. |
|
| Q. |
What are your qualifications? |
| |
CLU, ChFC, 32 years of experience |
|
| Q. |
What is your approach to 401 K plan rollovers? |
|
| Q. |
How long does the process of rolling over a 401K plan usually take? |
|
| Q. |
What financial institutions do you represent? |
| |
ING, Allianz, UNUM, BCBS and others |
|
| Q. |
How many years of experience do you have? |
|
| Q. |
How many 401K rollover clients do you currently manage? |
|
| Q. |
Why should I roll over my 401K plan to your firm? |
| |
we will never recommend a plan that we would not follow ourselves. |
|
| Q. |
Do you provide a free initial consultation? |
|
|
|
