| Advisor Profile |
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Business Description |
Legacy Wealth Management, LLC is a boutique Estate Management and
Family Office practice, specializing in bringing together a customized
team of professional advisors to plan, manage, integrate and monitor all
aspects of our clients' financial lives.
Our company intends to provide a one-source solution for all family
matters (financial, legal, personal, business, management, as well as
charitable) and concerns of individuals and families, business owners,
professionals, as well as corporate executives, in an extremely
personalized and confidential manner. |
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General Information |
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| Name of Broker/Dealer: |
LPL
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| States Licensed in: |
California
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| States Willing to do Business in: |
CA, NY, NJ, FL, WA
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| Years of Experience in Financial Services: |
18
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| Number of Years with Current Firm: |
8
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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| Foreign Languages Serviced: |
French, Romanian
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Education |
| Academic Background |
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MBA - Trinity University
BA, Economics and Business - University of California, Los
Angeles
MBA and RFC (Registered Financial Consultant)
CFP license within the firm |
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Services |
| Investment Types: |
Real Estate, Alternative Investments, Mutual Funds, Insurance, Annuities, Stocks, Bonds, Mortgages & Real Estate, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Financial Planner, Registered Financial Consultant (RFC)
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| Securities Licenses: |
Life & Health, Series 65, Series 63, Series 24, Series 7, Series 6
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| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Disability, Annuity, Health, Life
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| Financial Organization Memberships: |
IARFC
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
300
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| Firm's Number of Planning Clients: |
200
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| Firm's Number of Managed Clients: |
200
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| Assets Managed by Firm: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
No minimum
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| Compensation Methods: |
Flat Fee, Hourly, Commissions, Based on Assets
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| Additional Details on Charges: |
We work with our clients on the basis of an annual retainer fee,
with revenue generated being rebated back to our clients, up to the
amount of the first year retainer fee.
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| Prepared By: |
Adrian Simon |
Frequently Asked Questions |
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