Business Description

Conrad Capital Management, Inc. is an independent registered investment advisor. With over 40 years of combined industry experience, specializing in private wealth management, with a sub-specialty in alternative investments. CCM brings together a unique group of advisors and staff that can provide effective and comprehensive solutions to the financial issues facing its clients. Our hallmark has always been providing the highest level of service, working closely with our clients to maximize their risk-adjusted returns. Relationships, often intergenerational, are a testament to that.

General Information

Gender:

Male

CRD#:

732579

Firm CRD#:

113648

SEC File#:

801-60622

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Foreign Languages Serviced:

Spanish, Farsi

Services

Investment Types:

Fixed Income, Bonds, Stocks, Annuities, Mutual Funds, Alternative Investments, Mortgages & Real Estate, Private Wealth Managment, CDs

Qualifications & Memberships

Insurance and Annuity Licenses:

Health, Life, Long Term Care, Disability

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

376

Assets Managed by Firm:

$57,000,000

Compliance

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Flat Fee, Commissions, Based on Assets, Hourly

Fee % Based on Assets:

1.0%

Hourly Rate:

$200

Additional Details on Charges:

$100,000-$250,000: 1.5%
$250,001-$500,000: 1.25%
$500,001-$750,000: 1.15%
$750,001-$1,000,000: 1.10%
$1,000,001-$2,500,000: 1%
$2,500,001-$5,000,000: 0.95%
$5,000,001-$10,000,000: 0.90%
$10,000,001: Negotiable

Prepared By:

Donald Conrad