Business Description

David believes that with his education and experience he is uniquely qualified in providing financial services for his clients. He is committed to helping his clients achieve their financial goals. David accomplishes this through a comprehensive review of his clients' objectives, combined with a conservative, long-term approach to asset allocation and selection of superior financial products.

General Information

Gender:

Male

CRD#:

1890754

Firm CRD#:

6694

Insurance License#:

LA - 172611

Name of Broker/Dealer:

Raymond James Financial Services, Inc.

States Licensed in:

LA TX MS IL TN

States Willing to do Business in:

LA TX MS IL TN

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

BS, Accounting - University of Southwestern Louisiana (1978)

Services

Investment Types:

Insurance, Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Annuities, Bonds, Stocks

Qualifications & Memberships

Securities Licenses:

Series 7, Series 66

Insurance and Annuity Licenses:

Health, Annuity, Long Term Care, Variable Life, Disability, Variable Annuity, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

100,000

Compensation Methods:

Based on Assets, Commissions

Fee % Based on Assets:

1% - 1.5%

Prepared By:

David L. Van Geffen