| Advisor Profile |
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| Name: |
Richard Torrington |
| Phone Number: |
(941) 227-4392 |
| Website: |
Visit Website
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Business Description |
| To achieve client success through competence, experience and excellent service with integrity, wisdom, security, and trust.
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General Information |
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| Insurance License#: |
A266979
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| Name of Custodial Firm: |
Fidelity Investments
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| States Licensed in: |
Florida, able to do business in all states
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| States Willing to do Business in: |
All States
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| Years of Experience in Financial Services: |
11
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| Number of Years with Current Firm: |
4
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors, Investment Clubs
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Education |
| Academic Background |
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| BS, Finance University of Central Florida Magna Cum Laude College for Financial Planning Graduate. |
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Services |
| Investment Types: |
Life Settlements, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Options & Futures, Mutual Funds, Commodities, Insurance, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER (CFP®)
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| Insurance and Annuity Licenses: |
Health, Annuity, Variable Annuity, Long Term Care, Variable Life, Life
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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| Non-Financial Organization Memberships: |
Rotary International, Better Business, Sarasota Chamber, Longboat Key Chamber, Manatee Chamber, Gulf Coast Leadership Foundation, National Ethics Bureau
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
150
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| Firm's Number of Planning Clients: |
25
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| Firm's Number of Managed Clients: |
75
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| Assets Managed by Firm: |
Yes
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| Advisor's Number of Clients: |
100
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| Advisor's Number of Managed Clients: |
35
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| Advisor's Number of Planning Clients: |
25
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| Assets Managed by Advisor: |
30,000,000+
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
250,000
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| Compensation Methods: |
Hourly, Flat Fee, Commissions, Based on Assets
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| Fee % Based on Assets: |
1.0
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| Additional Details on Charges: |
Our fee structure depends on the client's needs. In some cases, the client does not pay a fee. If an Annual Fee is warranted through a wealth management account or financial planning and estate planning the fee is a percentage of assets and is determined by the size of the account being managed through the Registered Investment Advisor Division. The hourly rate is sometimes preferred for financial plan design and estate plan design.
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| Minimum Fee Charged for Managed Accounts: |
1.5%
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| Minimum Fee Charged for Hourly Planning Accounts: |
$250.00
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| Minimum Fee Charged for Flat Fee Accounts: |
$1,000
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| Prepared By: |
Richard Torrington |
| Most Recent Update: |
07/14/2008 |
Frequently Asked Questions |
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