| Advisor Profile |
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Business Description |
| In serving our clients, we shall recommend that course of action which we would apply to ourselves. |
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General Information |
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| Name of Broker/Dealer: |
Lincoln Financial Securities Corp.
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| States Licensed in: |
LA, TX, WY
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| Years of Experience in Financial Services: |
25
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| Number of Years with Current Firm: |
18
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| I work with the following types of clients: |
Individual Investors
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Services |
| Investment Types: |
Insurance, Mutual Funds, Annuities
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®)
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| Securities Licenses: |
Series 7, Series 63
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| Insurance and Annuity Licenses: |
Health, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
Joseph Tauzin |
Frequently Asked Questions |
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