Business Description

Our mission is to provide our clients the highest level of investment management and services in all market environments. Applying our Disciplined Investment System is essential to providing consistent investment results and preservation of capital. The firm’s goal is to be the core manager to our clients.

General Information

Gender:

Male

CRD#:

4436698

Firm CRD#:

108856

Insurance License#:

810119

Name of Custodial Firm:

Charles Schwab Institutional

States Licensed in:

States Willing to do Business in:

AL, FL, SC, NC, TN, MS, LA, TX

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Non-Profit Organizations, Individual Investors, Businesses

Education

Academic Background

BA, Economics - Emory University

Services

Investment Types:

Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Mutual Funds, Options & Futures, Alternative Investments

Qualifications & Memberships

Securities Licenses:

Series 24, Series 66, Series 7

Insurance and Annuity Licenses:

HMO, Annuity, Accident, Disability, Long Term Care, Health, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

$25,000,000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$150,000

Compensation Methods:

Commissions, Flat Fee, Hourly

Fee % Based on Assets:

Additional Details on Charges:

Equities:
1% on the first $500,000
Over $500,000 negotiable
Mutual Funds and Fixed Income Negotiated

Prepared By:

Adam Hill