| Advisor Profile |
 |
| Name: |
Garth Krieger |
| Phone Number: |
(760) 621-0782 |
|
|
 |
| Research This Advisor |
|
|
| Request More Information |
|
|
|
|
|
|
Business Description |
| To Grow wealth, Preserve wealth and distrubute wealth in the most tax advantaged way. |
|
| |
|
|
General Information |
|
|
|
|
| Insurance License#: |
OC45072
|
|
| Name of Broker/Dealer: |
Independent Financial Group
|
|
| States Licensed in: |
CA, WA, IL, FL, AZ
|
|
| States Willing to do Business in: |
CA
|
|
| Years of Experience in Financial Services: |
12
|
|
| Number of Years with Current Firm: |
12
|
|
| Work Experience: |
Education and 12 years work experience in a holistic approach to Financial Planning
|
|
| I work with the following types of clients: |
Individual Investors, Non-Profit Organizations, Charities, HOA, Businesses
|
|
| |
|
Education |
| Academic Background |
| |
Bachelors degree at Notre Dame, Finance
Masters Degree, La Jolla School of Business |
|
| |
|
Services |
| Investment Types: |
Real Estate, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, FOREX & Currency, Mutual Funds, Insurance, Socially Responsible Investments (SRI)
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Securities Investor Protection Corporation, Certified Fund Specialist (CFS), Certified Annuity Specialist (CAS), Masters in Financial Services (MSFS)
|
|
| Securities Licenses: |
Series 7, Series 63, Series 66, Series 6
|
|
| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Disability, Property, Casualty, Accident, Annuity, Health, HMO, Life
|
|
| Financial Organization Memberships: |
Million Dollar Roundtable
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
|
|
| I work with clients as part of a team: |
Yes
|
|
| Firm's Number of Clients: |
500
|
|
| Firm's Number of Planning Clients: |
150
|
|
| Firm's Number of Managed Clients: |
150
|
|
| Assets Managed by Firm: |
Yes
|
|
| Advisor's Number of Clients: |
150
|
|
| Advisor's Number of Managed Clients: |
100
|
|
| Advisor's Number of Planning Clients: |
100
|
|
| Assets Managed by Advisor: |
$500,000
|
|
| |
|
Compliance |
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| I am a fee-based financial professional: |
Yes
|
|
| Minimum Portfolio Size for New Managed Accounts: |
100,000
|
|
| Compensation Methods: |
Commissions, Hourly, Flat Fee, Based on Assets
|
|
|
|
|
|
| Additional Details on Charges: |
Financial Plans 1,000
|
|
| |
|
| |
| |
| Prepared By: |
Garth Krieger |
Frequently Asked Questions |
|
|
|
