Business Description

Our Mission Statement: To Gain Quality Clients & Keep Them for Life

At Multop Financial, we tailor all financial solutions to the uniqueness of the people involved, creating high trust and high performance. We build relationships with individuals & their families by explaining financial processes so together we can select resources & tools to get your desired results.

If you want expert planning for your assets, you want Multop Financial; Financial Planner's, CPA's, and Estate Planning experts - all working together to provide elite planning for your family or business.

National Association of Enrolled Agents
National Society of Public Accountants
Washington Association of Accounts
International Association of Public Accountants
Financial Planners Association

General Information

Gender:

Male

CRD#:

1623493

Firm CRD#:

6390

Name of Broker/Dealer:

Pacific West Securities, Inc.

Name of Custodial Firm:

Pershing, LLC

States Licensed in:

AZ, CA, FL, HI, NC, TX, OR, WA

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Education

Academic Background

BA, Accounting, Business, Economics - Western Washington University, Bellingham (1976)

MS, Taxation - Golden Gate University, Seattle (1988)

Services

Investment Types:

Annuities, Insurance, Commodities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Real Estate, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Public Accountant (CPA), Accredited Tax Advisor® (ATA), Enrolled Agent (EA), Masters in Taxation

Securities Licenses:

Series 63, Series 22, Series 7, Series 6

Insurance and Annuity Licenses:

Health, Annuity, Disability, Variable Life, Life, Variable Annuity, Long Term Care

Financial Organization Memberships:

American Institute of Certified Public Accountants (AICPA), National Association of Enrolled Agents (NAEA), Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

700

Firm's Number of Planning Clients:

325

Firm's Number of Managed Clients:

325

Advisor's Number of Clients:

400

Advisor's Number of Managed Clients:

400

Advisor's Number of Planning Clients:

400

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Commissions, Flat Fee, Based on Assets, Subscriptions

Prepared By:

Phil Multop, CPA, CFP®