Business Description

JC Investment Management (JCIM) is an investment management firm specializing in customized investment account management and financial planning. JCIM assesses a simple, low cost and transparent fee—a 1% annual fee based on the assets under our management—so that clients never have to worry about hidden fees.

Chris Lynn, JCIM’s President, holds an MBA with a concentration in Finance from the University of Chicago. Prior to starting JCIM, Chris worked at several investment firms including Morgan Stanley, Hedge Fund Research and William Blair & Company.

Through both academic experience and actual work experience, Chris has developed a fundamental understanding of asset valuation techniques, risk management and the importance of macroeconomic factors on a long-term investment outlook.

JCIM client investment portfolios are comprised of a combination of stock/bond/commodity indexes and individual positions that are aligned with client investment objectives, risk tolerance and liquidity needs.

General Information

Gender:

Male

CRD#:

4197758

Firm CRD#:

133900

Name of Custodial Firm:

TD Ameritrade Institutional

States Licensed in:

IL WI

States Willing to do Business in:

All States

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

William Blair & Co
Hedge Fund Research
Alix Partners

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Education

Academic Background

MBA, Finance - University of Chicago (2000)

BS, Finance - University of Illinois, Champaign (1991)

Services

Investment Types:

Commodities, Stocks, Bonds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Series 65

Securities Licenses:

Series 65

Financial Organization Memberships:

Paladin Registry

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-only financial professional

Minimum Portfolio Size for New Managed Accounts:

$50000

Compensation Methods:

Based on Assets

Fee % Based on Assets:

1.0

Additional Details on Charges:

1.0% annual management fee based on the preceding average twelve month-end balances.

Prepared By:

Chris Lynn