| Advisor Profile |
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| Disclaimer |
| Investments and advisory services are offered through representatives of Lincoln Financial Securities Corporation (Member FINRA / SIPC) to residents of AR, AZ, CA, FL, NV, NY, OR, and WA. |
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Business Description |
| Our firm was founded with the goal of assisting clients in every aspect of their financial lives. We've provided the most personal service available, thus earning a reputation for excellence in our industry. For each of our clients, we strive to help create financial stability and security, as well as to provide for financial independence at the many important stages of one's life. |
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General Information |
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| Insurance License#: |
0B35683
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| Name of Broker/Dealer: |
Lincoln Financial Securities Corporation
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| Name of Custodial Firm: |
Various
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| States Licensed in: |
AR, AZ, CA, FL, NV, NY, OR and WA
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| Years of Experience in Financial Services: |
15
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| Number of Years with Current Firm: |
15
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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Education |
| Academic Background |
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Associate of Science, El Camino College, Redondo Beach, CA
Bachelor of Business Administration, Loyola Marymount University, Los Angeles, CA |
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Services |
| Investment Types: |
International Investments, Stocks, Bonds, Annuities, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 6, Series 7, Series 65
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| Insurance and Annuity Licenses: |
Disability, Variable Annuity, Long Term Care, Variable Life, Life, Annuity, Health
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA), Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250000
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| Compensation Methods: |
Based on Assets, Commissions
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| Fee % Based on Assets: |
1.5
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| Additional Details on Charges: |
Fees as a percentage of Assets Under Management
Financial Planning Fees
Consulting Fees
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| Prepared By: |
Glenn McKinney |
Frequently Asked Questions |
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| Q. |
What are your qualifications? What is your education background? |
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15 years experience as owner / operator of financial planning & investment management firm. Graduate of Loyola Marymount University (Los Angeles, CA), Bachelor's of Business Administration degree w/Finance emphasis. 5 year member of Ed Slott's Master Elite IRA Advisors Group. |
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What is your approach to financial planning? |
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Independence. Everyone's situation is unique. Solutions should be tailored to match their needs & expectations. We are a relationship orientated, client- centered |
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What services do you offer? |
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Investment management, comprehensive financial / retirement / income plans, IRA Rollovers, IRA Distribution Planning, tax reduction strategies & more |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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Though I would be your primary contact, we also have support staff that will assist when necessary. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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It depends. Discretionary accounts will be managed & traded according to pre-determined requirements. With non-discretionary accounts, which make up a small portion of our investment management business, account owner's must be contacted for tradign approval first. |
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Do you offer any guaranteed results? |
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Yes, certain solutions do offer guaranteed results. |
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Have you ever been charged with any breaches? |
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What are your qualifications? |
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What is your approach to 401 K plan rollovers? |
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It varies. One of our greatest strengths is our ability to match solutions to client expectations |
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How long does the process of rolling over a 401K plan usually take? |
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generally 2-3 weeks, but that is entirely dependent on the paperwork / administrative requirements & processing time of the plan sponsor & financial institution. |
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What financial institutions do you represent? |
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Pershing, Fidelity, TD Ameritrade, Schwab, as well as most mutual fund, invetsment & insurance companies. |
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How many years of experience do you have? |
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What are your fees for this service? |
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.25% - 2.50%, depending on investment solution & account size |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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Our unique approach to investment management provides our clients access to many of the top institutional investment management firms in the world. Since we have no allegiance to these firms |
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Do you provide a free initial consultation? |
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Yes. That is usually preceded by a brief phone interview to determine suitability. |
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