| Advisor Profile |
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| Name: |
Scott Ziska |
| Phone Number: |
(216) 591-2388 |
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| Disclaimer |
Scott Ziska is a registered representative of Lincoln Financial Advisors Corp.
Securities and investment advisory services offered through Lincoln Financial Advisors Corp., a broker/dealer (member SIPC) and registered investment advisor. Insurance offered through Lincoln affiliates and other fine companies.
CRN200812-2024416 |
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Business Description |
It is the mission of RollingBrook Financial Advisors to assist individuals and business owners in developing the financial strategies necessary to help meet their financial goals.
Utilizing our unique blend of technical expertise and common sense financial direction, clients' needs will be identified and solutions offered. Implementation of the effective design and continuing client participation will assure our future together.
Our objective is to build and maintain RollingBrook Financial Advisors into a respected firm...measured by the satisfaction and success of our clients. |
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General Information |
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| Name of Broker/Dealer: |
Lincoln Financial Advisors Corp.
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| States Licensed in: |
OH, PA
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| Years of Experience in Financial Services: |
11
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| Number of Years with Current Firm: |
5
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| I work with the following types of clients: |
Investment Clubs, Individual Investors, Business Owners, Non-Profit Organizations
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Education |
| Academic Background |
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| BS, Accounting - John Carroll University |
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Services |
| Investment Types: |
Mutual Funds, Insurance, Annuities, Bonds
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Qualifications & Memberships |
| Securities Licenses: |
Series 6
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| Insurance and Annuity Licenses: |
Health, Long Term Care, Disability Income, Annuity, Life
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee
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| Additional Details on Charges: |
We offer services that are either asset, commission or fee based, depending on the individual situation
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| Prepared By: |
Scott Ziska |
Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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Our firm provides 100% moneyback guarantee on all financial plans created for our clients. |
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| Q. |
What are your qualifications? What is your education background? |
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I personally have 11+ years of experience, while our firm has been in business 100+ years. I have a Bachelor of Science and Bachelor of Administration in Accounting from John Carroll University (Cleveland Ohio) I maintain a NASD securities license in the state of Ohio, as well as a life, health and variable annuity license in the states of Ohio, Pennsylvania and Maryland |
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What is your approach to financial planning? |
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We take a top down total approach; we review your entire situation, not just one part or another. Our feeling is, what good does it do to be planned perfectly in one area, and have glaring weakness in another? We seek to coordinate and strengthen your entire situation. |
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What services do you offer? |
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We offer guidance in the areas of financial planning, 401(k)/IRA rollovers, retirement planning, insurance planning, special needs planning, as well as educational planning. We also advise business owners in the areas of employee benefit planning for employers with 1 or more employees (Includes medical, dental, qualified retirement plans, etc) |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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No, we have an entire team of professionals we consult with, which include attorneys and accountants, depending on your specific needs. |
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How are you compensated? How will I pay for your services? |
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Our compensation varies depending on the specifics and complexity of your current situation. |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Yes, we do not maintain any trading authority over your accounts; we must have your approval to make any changes. |
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Do you offer any guaranteed results? |
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No, no advisor can guarantee what the markets will do, but I do guarantee we will work hard to be sure you have the best, most thought out plan you could have. |
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How much risk should I be willing to take? |
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The amount of risk you are willing to take is a personal decision made by the client |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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We offer guidance in the areas of financial planning, 401(k)/IRA rollovers, retirement planning, insurance planning, special needs planning, as well as educational planning. We also advise business owners in the areas of employee benefit planning for employers with 1 or more employees (Includes medical, dental, qualified retirement plans, etc) |
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What is your experience? How many clients do you currently manage? |
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11+ years, over 100 clients |
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What financial institution(s) do you represent? |
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We are a non captive firm, which means we are free to use any and all financial firms in the marketplace today. |
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How do you charge for your services? |
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Our compensation varies depending on the specifics and complexity of your current situation. |
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| Q. |
Do you provide a free initial consultation? |
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| Q. |
What are your qualifications? |
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I personally have 11+ years of experience, while our firm has been in business 100+ years. I have a Bachelor of Science and Bachelor of Administration in Accounting from John Carroll University (Cleveland Ohio) I maintain a NASD securities license in the state of Ohio, as well as a life, health and variable annuity license in the states of Ohio, Pennsylvania and Maryland. |
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What is your approach to Education Planning? |
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We take a top down total approach; we review your entire situation, not just one part or another. Our feeling is, what good does it do to be planned perfectly in one area, and have glaring weakness in another? We seek to coordinate and strengthen your entire situation. |
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How long does the process of setting up an Education Plan usually take? |
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The process is simple, but we prefer to review the situation and be sure we recommend the right "option" to fund for an education; this may take 2-3 meetings, depending on the situation. |
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What financial institutions do you represent? |
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We are a non captive firm, which means we are free to use any and all financial firms in the marketplace today. |
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| Q. |
How many years of experience do you have? |
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I personally have 11+ years of experience, while our firm has been in business 100+ years. |
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| Q. |
What are your fees for this service? |
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Our compensation varies depending on the specifics and complexity of your current situation. |
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| Q. |
Do you provide a free initial consultation? |
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| Q. |
What are your qualifications? |
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I personally have 11+ years of experience, while our firm has been in business 100+ years. I have a Bachelor of Science and Bachelor of Administration in Accounting from John Carroll University (Cleveland Ohio) I maintain a NASD securities license in the state of Ohio, as well as a life, health and variable annuity license in the states of Ohio, Pennsylvania and Maryland. |
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| Q. |
What is your approach to 401 K plan rollovers? |
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We take a top down total approach; we review your entire situation, not just one part or another. Our feeling is, what good does it do to be planned perfectly in one area, and have glaring weakness in another? We seek to coordinate and strengthen your entire situation |
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How long does the process of rolling over a 401K plan usually take? |
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The process is simple, but we prefer to review the situation and be sure we recommend the right "option" to roll your 401(K); this may take 2-3 meetings, depending on the situation. |
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| Q. |
What financial institutions do you represent? |
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We are a non captive firm, which means we are free to use any and all financial firms in the marketplace today. |
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| Q. |
How many years of experience do you have? |
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I personally have 11+ years of experience, while our firm has been in business 100+ years |
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| Q. |
What are your fees for this service? |
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Our compensation varies depending on the specifics and complexity of your current situation. |
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| Q. |
Do you provide a free initial consultation? |
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