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Sandy Financial Advisors
Aegis Wealth Group
9125 Monroe Street, Suite A
Sandy, UT 84070
(801) 545-8706
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“Retirement Services”
Advisor Profile
Name:  Roy Jones
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Business Description

Aegis Wealth Group is a family-owned business based out of Sandy, Utah
and is affiliated with LPL Financial, the largest independent investment
advisory in the world. We help our clients make sense of their
complicated financial situations so they can focus on their family and their
real passions in life. We help our clients feel the satisfaction that comes
from making meaningful financial decisions that add satisfaction and
meaning to their lives and the lives of their loved ones.
 

General Information

Gender:    Male
CRD#:    3166097
Firm CRD#:    6413
Insurance License#:    224273
Name of Broker/Dealer:    LPL Financial Corporation
States Licensed in:    CA, ID, UT
States Willing to do Business in:    CA, ID, UT
Years of Experience in Financial Services:    11
Number of Years with Current Firm:    4
I work with the following types of clients:    Individual Investors, Businesses
Foreign Languages Serviced:    Spanish
 

Education

Academic Background
 
BA, International Relations with an emphasis in Business - Brigham Young University

Economics and U.S. History Instructor - Stevens Henager College
 

Services

Investment Types:    Alternative investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Options & Futures, FOREX & Currency, Mutual Funds, Commodities, Insurance, Annuities, Stocks, Bonds, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Graduate Certificate in Financial Planning
Securities Licenses:    Series 63, Series 7, Series 24, Series 65, Series 66
Insurance and Annuity Licenses:    Annuity, Variable Annuity, Life, Disability, Variable Life, Long Term Care
Financial Organization Memberships:    Paladin Registry
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
Firm's Number of Clients:    300
Firm's Number of Planning Clients:    100
Firm's Number of Managed Clients:    100
Assets Managed by Firm:    $25,000,000
Advisor's Number of Clients:    100
Advisor's Number of Managed Clients:    25
Advisor's Number of Planning Clients:    25
Assets Managed by Advisor:    $20,000,000
 

Compliance

Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Flat Fee, Based on Assets, Hourly, Commissions
Fee % Based on Assets:    1%
Hourly Rate:    $250
Flat Fee Rate:    $2,500
Additional Details on Charges:    No matter the method of compensation you choose, we keep your expenses well below average. Cost matters. Avoid advisors who say otherwise.
Minimum Fee Charged for Managed Accounts:    $1,500
Minimum Fee Charged for Hourly Planning Accounts:    $2,500
Minimum Fee Charged for Flat Fee Accounts:    $2,500
 
 
 
Prepared By: Roy Jones