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Clearwater Financial Advisors
Raymond James Financial Services, Inc.
2531 Landmark Dr., Suite 201
Clearwater, FL 33761
(727) 738-6101
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“Individual Solutions from Independent Advisors”
Advisor Profile
Name: Thomas Kane
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Business Description

To create and implement financial strategies that build and maintain wealth. Profit from our team's experience.

"Charting your course, on the ground or through the air."
 

General Information

Gender:    Male
CRD#:    3113146
Firm CRD#:    6694
Name of Broker/Dealer:    Raymond James Financial Services, Inc.
States Licensed in:    FL, AR, CT, GA, IL, IA, MA, MI, MO, NJ, NY, NC, OH, OK, PA, SC, TX, VA, WI
Years of Experience in Financial Services:    10
Number of Years with Current Firm:    7
I work with the following types of clients:    Individual Investors
 

Education

Academic Background
 
BS, Finance - University of South Florida
 

Services

Investment Types:    Alternative Investments, Bonds, Stocks, Annuities, Insurance, Mutual Funds, Options & Futures
 

Qualifications & Memberships

Securities Licenses:    Series 65, Series 63, Series 7
Insurance and Annuity Licenses:    Life, Health
Non-Financial Organization Memberships:    Founding member, board member and treasurer of Florida Jump$tart - a non-profit coalition promoting financial literacy for students
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
 

Compliance

Registered Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $250,000
Compensation Methods:    Commissions, Based on Assets, Hourly, Flat Fee
Hourly Rate:    $150
Additional Details on Charges:    Fee varies based on assets under management, securities held and other factors.
 
 
 
Prepared By: Thomas Kane
Most Recent Update: 08/07/2008