| Advisor Profile |
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Business Description |
To create and implement financial strategies that build and maintain wealth. Profit from our team's experience.
"Charting your course, on the ground or through the air." |
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General Information |
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| Name of Broker/Dealer: |
Raymond James Financial Services, Inc.
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| States Licensed in: |
FL, AR, CT, GA, IL, IA, MA, MI, MO, NJ, NY, NC, OH, OK, PA, SC, TX, VA, WI
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
7
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| I work with the following types of clients: |
Individual Investors
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Education |
| Academic Background |
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| BS, Finance - University of South Florida |
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Services |
| Investment Types: |
Alternative Investments, Bonds, Stocks, Annuities, Insurance, Mutual Funds, Options & Futures
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Qualifications & Memberships |
| Securities Licenses: |
Series 65, Series 63, Series 7
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| Insurance and Annuity Licenses: |
Life, Health
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| Non-Financial Organization Memberships: |
Founding member, board member and treasurer of Florida Jump$tart - a non-profit coalition promoting financial literacy for students
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Commissions, Based on Assets, Hourly, Flat Fee
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| Additional Details on Charges: |
Fee varies based on assets under management, securities held and other factors.
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| Prepared By: |
Thomas Kane |
| Most Recent Update: |
08/07/2008 |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Yes, Our Client "Bill of Rights." |
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What are your qualifications? What is your education background? |
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Bachelor of Science degree in Finance, University of South Florida |
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What is your approach to financial planning? |
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Comprehensive financial planning approach with solutions tailored to individual situation, goals and needs. |
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