Business Description

Since 2002, we've delivered innovative, high-quality counsel to our clients to help them move forward towards achieving their financial goals.

Carolopolis Fiduciary Counsel Inc.'s business is advice and the only compensation we receive is from the clients who engage us. We work hard to extend our clients 'a wealth of insight' via clear, concise and client-centric communication.

You won't find us repackaging someone else's knowledge as our advice or work. Our reputation is built through sweat equity, original thought and word-of-mouth recommendations

General Information

Gender:

Male

CRD#:

n/a

SEC File#:

801-66254

States Licensed in:

SC for insurance, SEC Registered Investment Advisor (All States)

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Non-Profit Organizations, Individual Investors

Education

Academic Background

BS, Business Administration - The College of Charleston (1994)

BA, Corporate Communications - The College of Charleston (1994)

Services

Investment Types:

Insurance, Annuities, Mutual Funds, Exchange Traded Funds (ETFs), Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Financial Analyst (CFA), Insurance License (Life & Health; Long Term Care; Specify below)

Securities Licenses:

Series 65

Insurance and Annuity Licenses:

Disability, Life, Health, Annuity, Variable Life, Long Term Care, Variable Annuity

Financial Organization Memberships:

CFA Institute, Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Hourly, Based on Assets, Flat Fee

Fee % Based on Assets:

Hourly Rate:

150.00

Additional Details on Charges:

Because Carolopolis is a SEC registered investment advisor, we are flexible in the manner in which clients may engage our services. Whatever your goal, we can assist you in by providing consolidated objective life and wealth management centered around you, your family and your community

Prepared By:

Brent Bentrim