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Minneapolis Financial Advisors
Rudin Financial Consulting Group
80 S. 8th Street, Suite 3400
Minneapolis, MN 55402
(612) 340-4588
“of Wells Fargo Advisors”
Advisor Profile
Name:  James Rudin
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Business Description

We specialize in helping people get through life's major transitions. This includes retirement, job change, divorce, and loss of a loved one. In each case, we use sophisticated analysis to help ensure you are meeting your goals. Next, we evaluate your portfolio relative to the outcome. The end result is a portfolio to help meet your needs and a quality tracking system. The initial analysis is complimentary.

The follow-up is a dynamic process. Once a system is put into place we continuously refine your goals and adjust your portfolio. The idea is to help ensure that your plan remains current.
 

General Information

Gender:    Male
CRD#:    2235147
Firm CRD#:    19616W
Name of Broker/Dealer:    Wells Fargo Advisors, LLC
States Licensed in:    AK, AZ, CA, CO, FL, GA, IL, IN, MI, MN, NM, NC, ND, OH, SD, TX, UT, VA, WA, WY
Years of Experience in Financial Services:    16
Number of Years with Current Firm:    16
I work with the following types of clients:    Individual Investors
 

Education

Academic Background
 
Degree in Business and Finance - University of Minnesota (1990)
 

Services

Investment Types:    Options, Stocks, Bonds, Annuities, Mutual Funds, Options & Futures, Alternative Investments, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Certified Divorce Financial Analyst(CDFA), Board Certified in Estate Planning (BCE)
Securities Licenses:    Series 65, Series 7, Series 63
Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, Annuity, Life
Financial Organization Memberships:    Paladin Registry
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
Assets Managed by Firm:    Yes
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $100,000
Compensation Methods:    Based on Assets, Commissions
 
 
 
Prepared By: James Rudin