| Advisor Profile |
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| Name: |
James Rudin |
| Phone Number: |
(612) 326-6205 |
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Business Description |
We specialize in helping people get through life's major transitions. This includes retirement, job change, divorce, and loss of a loved one. In each case, we use sophisticated analysis to help ensure you are meeting your goals. Next, we evaluate your portfolio relative to the outcome. The end result is a portfolio to help meet your needs and a quality tracking system. The initial analysis is complimentary.
The follow-up is a dynamic process. Once a system is put into place we continuously refine your goals and adjust your portfolio. The idea is to help ensure that your plan remains current. |
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General Information |
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| States Licensed in: |
CDFA, BCE
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| Years of Experience in Financial Services: |
16
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| Number of Years with Current Firm: |
16
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Education |
| Academic Background |
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| Degree in Business and Finance - University of Minnesota (1990) |
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Services |
| Investment Types: |
Options, Stocks, Bonds, Annuities, Mutual Funds, Options & Futures, Alternative Investments, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Board Certified in Estate Planning (BCE), Insurance License (Life & Health; Long Term Care; Specify below), Certified Divorce Financial Analyst(CDFA)
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| Securities Licenses: |
Series 63, Series 7, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, Annuity, Life
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| Financial Organization Memberships: |
Paladin Registry
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Assets Managed by Firm: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
100000
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| Compensation Methods: |
Based on Assets, Commissions
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| Prepared By: |
James Rudin |
| Most Recent Update: |
07/29/2008 |
Frequently Asked Questions |
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