Business Description

I will be a trusted partner with my clients, helping them build and implement personal financial plans that meet all of their concerns. The plans and implementation will serve as foundations for their work toward or maintenance of financial independence.

I will maintain contact, to assure that their plans adapt to changes in their lives.

I will maintain strict confidentiality.

Most of all, I will listen to my clients and choose only the most appropriate recommendations for them.

General Information

Gender:

Male

CRD#:

1242679

Years of Experience in Financial Services:

Education

Academic Background

PhD, Chemistry

MBA, Management and Finance

Services

Investment Types:

Stocks Mutual Funds, Bond Mutual Funds, Bonds, Other, Stocks, Annuities, International Investments, Real Estate, Alternative Investments

Qualifications & Memberships

Certifications, Accreditations & Designations:

Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Series 6, Series 7, Insurance License (Life & Health; Long Term Care; Specify below), Series 63

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

Hourly Rate:

Additional Details on Charges:

The hourly fee will vary depending on the complexity of the case. The annual fee as a % of assets will be more for smaller accounts.

Prepared By:

Hayden Lipp

Most Recent Update:

07/30/2008