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Sarasota Financial Advisors
Hayden Lipp Financial Services, LLC
8586 Potter Park Drive
Sarasota, FL 34238
(941) 586-3959
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Advisor Profile
Name:  Hayden Lipp
Website:  Visit Website
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Business Description

I will be a trusted partner with my clients, helping them build and implement personal financial plans that meet all of their concerns. The plans and implementation will serve as foundations for their work toward or maintenance of financial independence.

I will maintain contact, to assure that their plans adapt to changes in their lives.

I will maintain strict confidentiality.

Most of all, I will listen to my clients and choose only the most appropriate recommendations for them.
 

General Information

Gender:    Male
CRD#:    1242679
Firm CRD#:    42150
Name of Broker/Dealer:    Fortune Financial Services, Inc.
States Licensed in:    FL, MS, TN
Years of Experience in Financial Services:    24
Number of Years with Current Firm:    1
I work with the following types of clients:    Businesses, Non-Profit Organizations, Individual Investors
 

Education

Academic Background
 
PhD, Chemistry
MBA, Management and Finance
 

Services

Investment Types:    Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Insurance, Annuities, Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Certified in Long-Term Care (CLTC), Certified College Planning Specialist(CCPS)
Securities Licenses:    Series 7, Series 65
Insurance and Annuity Licenses:    Disability, Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity
Financial Organization Memberships:    National Association of Insurance and Financial Advisors (NAIFA)
Non-Financial Organization Memberships:    Siesta Key, FL Chamber of Commerce
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
 

Compliance

Registered Representative:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $50,000
Compensation Methods:    Hourly, Flat Fee, Based on Assets, Commissions
Fee % Based on Assets:    0.5% to 1.
Hourly Rate:    $100
Flat Fee Rate:    $600 min.
Additional Details on Charges:    The hourly fee will vary depending on the complexity of the case. The annual fee as a % of assets will be more for smaller accounts.
Minimum Fee Charged for Managed Accounts:    $1000
Minimum Fee Charged for Hourly Planning Accounts:    $100
Minimum Fee Charged for Flat Fee Accounts:    $600
 
 
 
Prepared By: Hayden Lipp