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Torrington Financial Advisors
Barron Financial Group, LLP
103 Albert Street
Torrington, CT 06790
(860) 866-1150
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“Independent, Objective Wealth Management”
Advisor Profile
Name:  James Thibault, MBA, AWMA®, CFP®
Phone Number:  (860) 866-1150
Website:  Visit Website
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Business Description

Our mission is to help our clients achieve their financial goals. Each client has unique needs, circumstances and concerns about their future. We listen, evaluate and create individualized solutions for our clients with objectivity and high ethical standards.
 

General Information

Gender:    Male
CRD#:    4837211
Firm CRD#:    140504
Insurance License#:    2227811
Name of Custodial Firm:    Fidelity Investments
States Licensed in:    ALL
States Willing to do Business in:    Any
Years of Experience in Financial Services:    6
Number of Years with Current Firm:    4
Work Experience:    - Smith Barney, Financial Advisor
- Siemon Co., Global Business Development Mgr
- Timken Co., Senior Product Manager
- Torrington Co., Manufacturing Engineer
I work with the following types of clients:    Retirees, Businesses, Individual Investors
 

Education

Academic Background
 
BS, Mechanical Engineering - University of Hartford (1988)

MBA, Finance - Rensselaer Polytechnic Institute (2003)
 

Services

Investment Types:    International Investments, Options & Futures, Mutual Funds, Commodities, Insurance, Annuities, Stocks, Bonds, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Accredited Wealth Management Advisor(AWMA)
Securities Licenses:    Series 31, Series 65, Series 63, Series 7
Insurance and Annuity Licenses:    Disability, Variable Life, Variable Annuity, Life, Long Term Care, Health, Annuity
Financial Organization Memberships:    Financial Planning Association (FPA)
Non-Financial Organization Memberships:    Chairman, Investment Committe for The Community Foundation of Northwest Connecticut
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
Firm's Number of Clients:    50
Firm's Number of Planning Clients:    50
Firm's Number of Managed Clients:    50
Assets Managed by Firm:    $23,000,000
Advisor's Number of Clients:    50
Advisor's Number of Managed Clients:    50
Advisor's Number of Planning Clients:    50
Assets Managed by Advisor:    $23,000,000
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

Fee Structure:    I am a fee-only financial professional
Minimum Portfolio Size for New Managed Accounts:    $250,000
Compensation Methods:    Hourly, Flat Fee, Based on Assets
Fee % Based on Assets:    Variable
Hourly Rate:    $200
Additional Details on Charges:    Fee Schedule shown on individual contracts
Minimum Fee Charged for Managed Accounts:    n/a
Minimum Fee Charged for Hourly Planning Accounts:    n/a
Minimum Fee Charged for Flat Fee Accounts:    n/a
 
 
 
Prepared By: James Thibault, MBA, AWMA®, CFP®