Business Description

Our client relationships are built on two key principals: Putting our clients' interests first and providing exceptional personal service. At the heart of the relationship between you and us is a fundamental commitment to helping you achieve your life goals. Whether you have a specific need or need comprehensive financial advice, we offer the advice, experience and guidance that can help you turn these goals into reality.

"Our financial advisory practice is designed to help you live your life in the best way without undue sacrifice or overexposure to risk."

General Information

Gender:

Male

CRD#:

2322399

Firm CRD#:

11025

States Licensed in:

AZ, CA, CT, ID, NJ, NV, NY, WA, WY

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

BS, Accounting - Central Washington University

BS, Marketing - Central Washington University

Services

Investment Types:

Annuities, Stocks, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Company Retirement Plans, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 65, Series 6, Series 7, Series 24, Series 63

Insurance and Annuity Licenses:

Variable Life, Variable Annuity, Disability

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Over 1000 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Rich Bardue, CFP®