Business Description
Welcome to Dominion Wealth Management, Inc., a truly comprehensive wealth management firm. Our holistic wealth management service provides clients the best way to achieve their goals in a cost effective, personalized way. Dominion Wealth has formed a team of specialists that offers expertise in financial planning, investment management, tax planning and preparation, and estate planning. Our clients appreciate the knowledge and wisdom necessary to knit these services into a comprehensive plan and integrated action. We look forward to meeting to explore whether we are the right firm for you.
General Information Gender:    Male CRD#:    1027815 Firm CRD#:    801-64650 SEC File#:    801-64650 States Licensed in:    All 50 states Years of Experience in Financial Services:    28 Number of Years with Current Firm:    13 I work with the following types of clients:    Individual Investors, Businesses
Education Academic Background   BA, Accounting - College of William and Mary
Services Investment Types:    Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Mutual Funds, Stocks, Bonds
Qualifications & Memberships Certifications, Accreditations & Designations:    Chartered Life Underwriter (CLU®), Series 65, Chartered Financial Consultant (ChFC) Securities Licenses:    Series 65, Series 63, Series 7, Series 6, Life & Health Insurance and Annuity Licenses:    Health, Annuity, Disability, Variable Life, Variable Annuity, Life, Long Term Care
Firm Information Number of Advisors in Office:    Up to 10 employees I work with clients as part of a team:    Yes Firm's Number of Clients:    85 Firm's Number of Planning Clients:    85 Firm's Number of Managed Clients:    85 Assets Managed by Firm:    $75,000,000 Advisor's Number of Clients:    70 Advisor's Number of Managed Clients:    70 Advisor's Number of Planning Clients:    70 Assets Managed by Advisor:    $50,000,000
Compliance Registered Investment Advisor:    Yes Registered Representative:    Yes Investment Advisor Representative:    Yes I am an acknowledged fiduciary:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-based financial professional:    Yes Minimum Portfolio Size for New Managed Accounts:    $1,000,000 Compensation Methods:    Flat Fee, Hourly, Commissions, Based on Assets Fee % Based on Assets:    1.25% Hourly Rate:    $350 Flat Fee Rate:    varies Additional Details on Charges:    First year of wealth management engagement is an all-inclusive fee for tax and wealth management. This covers every facet of your financial life. Minimum Fee Charged for Managed Accounts:    $12,500 Minimum Fee Charged for Hourly Planning Accounts:    $3,500 Minimum Fee Charged for Flat Fee Accounts:    $12,500
Prepared By:	Trow Trowbridge

Frequently Asked Questions

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