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Morgan Stanley Smith Barney
301 N Main St., Suite 2400 Greenville, SC 29601

Advisor Profile

Name:

Walter Kivett, CFP®

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Business Description

Myself and my partner, work comprehensively with you, our client, helping you proactively plan for the future. We begin by listening to your story and understanding what's important to you. We help prioritize your values and goals, organizing and simplify your financial lives to help achieve your goals for reasons important to you.

We accomplish this through financial planning. As a CERTIFIED FINANCIAL PLANNING(R) practitioner, I follow the process and code of ethics as established by the CFP(R) Board of Standards.

Our team uses independent, unbiased information in our approach to money management. We are structured to deliver personalized service that is unique to your situation and is in your best interest.

We utilize experts both internal and external to address your Wealth Management needs so that you get the best advice available. Then we help to ensure that the advice you receive, from us and others, works in concert with your values and goals.

General Information

Gender:

Male

CRD#:

4810561

Firm CRD#:

8209

Name of Broker/Dealer:

Morgan Stanley & Company, Inc.

Name of Custodial Firm:

Morgan Stanley & Company, Inc.

States Licensed in:

SC,NC,GA,NY,FL,UT,OH,CA,VA,AL,AZ,IL,LA,MS.TX.WY,CO,DC,HI,IA,IN,MD,MI,MS,NH,JN,OK,OR,PA,WY,WA

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Our Advisor Team has 17 years combined experience in Financial Services. Our Asistant has over 7 years experience.

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

BS, Electrical Engineering - University of Kentucky (1986)

MS, Electrical Engineering - University of Cincinnati (1989)

Services

Investment Types:

Mutual Funds, Annuities, Stocks, Alternative Investments, Variable Insurance Products, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Life & Health, Series 63, Series 7, Series 65

Insurance and Annuity Licenses:

Variable Life, Disability, Variable Annuity, Long Term Care, Life, Health, Annuity

Non-Financial Organization Memberships:

Rotary, UK Alumni Association, Greenville Chamber of Commerce,

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Assets Managed by Firm:

Yes

Advisor's Number of Clients:

300

Assets Managed by Advisor:

$125,000,000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$150,000

Compensation Methods:

Based on Assets, Commissions

Fee % Based on Assets:

1.5

Additional Details on Charges:

Our team provides a high level of service for a very low percentage cost of assets under management at the firm. Many services we provide are free such as advice on allocating your employers 401k investments, insurance analysis and financial planning.

It is in your best interest that your assets grow as well as our best interest so you can be assured that the advice you receive is appropriate for your situtation.

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