Business Description

Powers Investment Advisory Corporation, based in Cleveland, Ohio, began offering personalized financial planning in 1983. Today, our company is a full-service financial management practice, specializing in portfolio management and retirement planning. We manage over $40 million in client assets.

Powers Investment Advisory is a Registered Investment Adviser, co-owned by principals Bill and Andrew Powers.

General Information

Gender:

Male

CRD#:

5007471

Firm CRD#:

10641

Name of Broker/Dealer:

Cadaret, Grand & Co., Inc.

States Licensed in:

AZ, CA, CT, FL, MA, MI, NC, NH, NJ, OH, PA, RI, TN, VA, WV

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

BA, Economics and Finance - Baldwin-Wallace College (2004)

Services

Investment Types:

Annuities, Stocks, Mutual Funds, International Investments, Bonds

Qualifications & Memberships

Securities Licenses:

Series 7, Series 24, Series 65, Series 63

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

70-100

Compliance

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$75,000

Compensation Methods:

Based on Assets

Fee % Based on Assets:

Minimum Fee Charged for Managed Accounts:

$1,000

Prepared By:

Andrew Powers