| Advisor Profile |
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Business Description |
Mainstay Capital Management, LLC (MCM) was founded to help investors who do not have the time or inclination to give their retirement savings accounts and other investments the thorough research and analysis they require. Through our portfolio development and management process, MCM takes full advantage of the investment options available in a client’s 401(k), IRA, or other type of managed account to meet his or her long-term goals and tolerance for risk.
At MCM we are committed to providing exceptional, personalized service. After a thorough analysis, Mainstay will select and manage a portfolio designed to meet your specific needs. Whether you have a long-term time horizon and are looking to maximize gains, or would like to generate current income and minimize volatility, our team will manage your portfolio and handle all of the day-to-day investment decisions. Additionally, with several Certified Financial Planners™ on staff, Mainstay can offer counsel and develop comprehensive solutions for any financial aspect of your life. |
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General Information |
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| States Licensed in: |
Financial Planning & Investment Advisory: All
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| Years of Experience in Financial Services: |
19
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| Number of Years with Current Firm: |
8
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| I work with the following types of clients: |
Individual Investors
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Education |
| Academic Background |
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Stanford University, MS 1989
University of Dayton, MS 1988
University of Dayton, BS 1985 |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Accredited Asset Management Specialist (AAMS®), Chartered Retirement Planning Counselor (CRPC®), Chartered Mutual Fund Counselor (CMFC®)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
2000+
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| Assets Managed by Firm: |
$700,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
100000
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
David Kudla |
| Most Recent Update: |
07/11/2008 |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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David Kudla has earned two postgraduate degrees, including a Masters Degree in Management at Stanford University. David conducts educational seminars, and regularly publishes articles about retirement planning and investing. MCM advises over 2000 clients. |
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What services do you offer? |
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MCM offers comprehensive investment management and financial planning for clients nationwide. MCM provides a truly holistic solution, as we actively manage 401k and 403b accounts on a discretionary basis. |
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How are you compensated? How will I pay for your services? |
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MCM is a fee-only, independent investment advisor, which means the only compensation we receive is from you, our client. As a MCM client, you never need to be concerned about this potential conflict of interest. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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MCM offers comprehensive investment management and financial planning for clients nationwide. MCM provides a truly holistic solution, as we actively manage 401k and 403b accounts on a discretionary basis. |
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What is your experience? How many clients do you currently manage? |
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David Kudla has earned two postgraduate degrees, including a Masters Degree in Management at Stanford University. David conducts educational seminars, and regularly publishes articles about retirement planning and investing. MCM advises over 2000 clients. |
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How do you charge for your services? |
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MCM is a fee-only, independent investment advisor, which means the only compensation we receive is from you, our client. As a MCM client, you never need to be concerned about this potential conflict of interest. |
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Do you provide a free initial consultation? |
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We provide a free, confidential initial consultation. |
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| Q. |
What are your qualifications? |
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David Kudla has earned two postgraduate degrees, including a Masters Degree in Management at Stanford University. David conducts educational seminars, and regularly publishes articles about retirement planning and investing. MCM advises over 2000 clients. |
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How many 401K rollover clients do you currently manage? |
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Why should I roll over my 401K plan to your firm? |
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As well as being an independent, fee-only advisor, we are experts on the rollover process, having conducted over 1000 rollovers. |
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Do you provide a free initial consultation? |
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We provide a free, confidential initial consultation. |
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