Business Description

My mission is to help clients create and preserve wealth so their golden years are truly golden and so their families can achieve their financial goals.

General Information

Gender:

Male

CRD#:

269699

Firm CRD#:

705

Name of Broker/Dealer:

Raymond James Financial Services, Inc.

States Licensed in:

FL, GA, IN, KY, MI

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

MBA, Economics - Murray State University (1969)

BA, Accounting - Murray State University (1966)

Services

Investment Types:

Alternative Investments, Mutual Funds, Annuities, Mortgages & Real Estate, Stocks, Bonds

Qualifications & Memberships

Securities Licenses:

Series 7

Insurance and Annuity Licenses:

Annuity, Health, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Compensation Methods:

Flat Fee, Commissions

Fee % Based on Assets:

1.4%

Additional Details on Charges:

Discretionary Managed accounts negotiable

Prepared By:

Bob Kincheloe