Business Description
To work together with my clients so that they are prepared to face life's many challenges. To help them understand that their ability to produce income is their greatest asset and that they need to take steps to protect that asset as well as create a strategy for long term wealth accumulation.
General Information Gender:    Male CRD#:    2453060 Firm CRD#:    128929 Insurance License#:    802639 Name of Broker/Dealer:    GWN Securities, Inc. States Licensed in:    NY, FL Years of Experience in Financial Services:    14 Number of Years with Current Firm:    3 I work with the following types of clients:    Individual Investors
Services Investment Types:    Mutual Funds, Insurance, Annuities, Socially Responsible Investments (SRI)
Qualifications & Memberships Certifications, Accreditations & Designations:    Life Underwriter Training Council Fellow (LUTCF), Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®) Securities Licenses:    Series 65, Series 6, Series 63 Insurance and Annuity Licenses:    Disability, Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity Financial Organization Memberships:    Society of Financial Services Professionals, National Association of Insurance and Financial Advisors (NAIFA)
Firm Information Number of Advisors in Office:    Up to 10 employees
Compliance Registered Representative:    Yes Investment Advisor Representative:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-based financial professional:    Yes Compensation Methods:    Based on Assets, Commissions
Prepared By:	Robert Gruber, CLU, ChFC

Frequently Asked Questions

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