Business Description

To work together with my clients so that they are prepared to face life's many challenges. To help them understand that their ability to produce income is their greatest asset and that they need to take steps to protect that asset as well as create a strategy for long term wealth accumulation.

General Information

Gender:

Male

CRD#:

2453060

Firm CRD#:

128929

Insurance License#:

802639

Name of Broker/Dealer:

GWN Securities, Inc.

States Licensed in:

NY, FL

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Services

Investment Types:

Mutual Funds, Insurance, Annuities, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Life Underwriter Training Council Fellow (LUTCF), Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®)

Securities Licenses:

Series 65, Series 6, Series 63

Insurance and Annuity Licenses:

Disability, Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity

Financial Organization Memberships:

Society of Financial Services Professionals, National Association of Insurance and Financial Advisors (NAIFA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Robert Gruber, CLU, ChFC