| Advisor Profile |
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Business Description |
| To provide totally impartial advice, free of any bias whatsoever, primarily to "middle" America. Working as an independent financial advisor, I am not "tied" to any one company. I work for and represent YOU. This way, once you inform me of your objectives and what you would like to accomplish, I can research the entire financial planning arena in order to design the appropriate strategy that will enable you to achieve your goals! My professional objective is to help you live comfortably and confidently with your financial situation and investment portfolio. I strive to develop a long term, on-going and personal financial advisory relationship, not just a one-time transaction. |
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General Information |
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| Insurance License#: |
CO-RPI00003560
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| Name of Broker/Dealer: |
Sunset Financial Services, Inc.
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| States Licensed in: |
CO, NJ, MA
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| States Willing to do Business in: |
NM, WY, KS, UT, NE
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| Years of Experience in Financial Services: |
23
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| Number of Years with Current Firm: |
8
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| I work with the following types of clients: |
Individual Investors, Non-Profit Organizations, Businesses
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Education |
| Academic Background |
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MS, Economics - University of Nevada (1984)
BS, Business Management - University of Delaware (1981) |
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Services |
| Investment Types: |
CDs, Mutual Funds, Annuities, Insurance, Commodities, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Senior Advisor (CSA)®
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| Securities Licenses: |
Series 6, Series 22, Series 63
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Health, Life, Annuity
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
800
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| Firm's Number of Planning Clients: |
300
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| Firm's Number of Managed Clients: |
200
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| Assets Managed by Firm: |
$38,000,000
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| Advisor's Number of Clients: |
120
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Compensation Methods: |
Commissions, Based on Assets, Flat Fee, Hourly
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| Additional Details on Charges: |
Any hourly charges and/or fees, if applicable, will be fully reviewed and disclosed and agreed upon by both of us.
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| Prepared By: |
Scott Nelson, CFP® |
Frequently Asked Questions |
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