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Business Description |
Global View is a team of four Advisors who work together to satisfy the needs of our clients. Each team member is a CERTIFIED FINANCIAL PLANNER TM Practioner. Your advisor will incorporate an understanding of income taxation and estate planning issues into investment management, and will work closely with accountants and attorneys to satisfy your needs. Because we are not affiliated with a major investment bank, we do not sell proprietary products. Our business is a Registered Investment Advisor, which means we only charge an asset management fee and do not sell any products to gain a commission. We believe this better aligns our interests with those of our client's, with the end goal always helping the client attain their goal.
Our practice is based on the fundamental principal that human beings often make errors in decision making that are avoidable. Behavioral research and market performance history clearly illustrate that individual investors suffer largely because they do not make choices based on a rational framework. We feel it is our responsibility to provide that framework to our clients and implement it for them based on their unique needs and circumstances including income goals, investment time horizon, survivorship needs, and estate and legacy planning. |
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General Information |
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| Name of Custodial Firm: |
Schwab Institutional
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| States Willing to do Business in: |
FL, GA, NC, SC, GA,
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| Years of Experience in Financial Services: |
6
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| Number of Years with Current Firm: |
3
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| Work Experience: |
Financial Service work experience:
Formerly with Merrill Lynch. Now with Global View Registered Investment Advisor.
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| I work with the following types of clients: |
Non-Profit Organizations, Individual Investors, Businesses
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Education |
| Academic Background |
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| BA, Finance - Wofford College (1994) |
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Services |
| Investment Types: |
Alternative Investments, Mutual Funds, Commodities, Exchange Traded Funds (ETFs), Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
CFP (R)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
225
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| Firm's Number of Planning Clients: |
200
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| Firm's Number of Managed Clients: |
225
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| Assets Managed by Firm: |
$100,000,000+
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| Advisor's Number of Clients: |
50
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| Advisor's Number of Managed Clients: |
50
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| Advisor's Number of Planning Clients: |
50
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| Assets Managed by Advisor: |
Team
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Flat Fee
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| Prepared By: |
Adam Wiles |
Frequently Asked Questions |
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