Business Description

I believe integrity and objectivity are the most valuable characteristics in creating investment solutions for clients.

I provide clients with integrated financial planning and investment management advice, designed to help them achieve financial success and realize their retirement and savings goals.

General Information

Gender:

Male

CRD#:

4147664

Firm CRD#:

29931

Name of Broker/Dealer:

Andrew Garrett, Inc.

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

BA, Political Science - Baylor University (1995)

MBA - University of Dallas (2005)

Services

Investment Types:

Mutual Funds, Annuities, Stocks, Options & Futures, Alternative Investments, Bonds

Qualifications & Memberships

Securities Licenses:

Series 24, Series 7

Insurance and Annuity Licenses:

Group One

Firm Information

Number of Advisors in Office:

10 - 99 employees

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Ryan Tevis