Business Description

Retirement represents a major financial transition. That’s why it’s important to find the right retirement advisor – a professional who can give you the time, care and insight you need.

With 39 years of experience, I’m familiar with the steps one can take to make a retirement transition easier. I want to see that you have enough money to enjoy the lifestyle you love for the rest of your life.

General Information

Gender:

Female

CRD#:

317800

Name of Broker/Dealer:

Geneos Wealth Management, Inc.

States Licensed in:

CO, AZ, AK, CA, FL, GA, HI, IL, IN, IA, KS, KY, MN, MS, MO, NE, NV, NM, NC, ND, OH, OK, OR, SD, TX, UT, VA, WA, WI, WY

States Willing to do Business in:

ALL

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

New York Institue of Finance

Services

Investment Types:

Annuities, Bonds, Stocks, Insurance, Alternative Investments, Mutual Funds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified in Long-Term Care (CLTC)

Securities Licenses:

Series 6, Series 7, Series 63

Insurance and Annuity Licenses:

Long Term Care, Variable Life, Disability, Variable Annuity, Health, Life, Accident, Annuity

Financial Organization Memberships:

Financial Planning Association (FPA)

Non-Financial Organization Memberships:

Colorado State Fire Chiefs' Association
Colorado State Firefighters' Association
Tom Martino's Referral List

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

500

Firm's Number of Planning Clients:

500

Firm's Number of Managed Clients:

100

Assets Managed by Firm:

$50,000,000

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Commissions, Based on Assets, Flat Fee

Prepared By:

Dot Mechtenberg