Business Description

Wealth Management Group, Inc. (WMG) is a comprehensive financial service firm founded to work with clients to achieve all financial goals. We specialize in Money Management of your portfolio using unique Asset Allocation programs. We also work with clients concerning Retirement Planning, Insurance ( Life & Disability ) and 401k/403b Rollovers and Estate Planning.

General Information

Gender:

Male

CRD#:

134-7434

Firm CRD#:

146001

Name of Broker/Dealer:

Capital City Securities, LLC

States Licensed in:

MI, AL, GA, FL

States Willing to do Business in:

All States

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Services

Investment Types:

Annuities, Stocks, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 63, Series 7, Series 65

Insurance and Annuity Licenses:

Disability, Long Term Care, Variable Life, Variable Annuity, Annuity, Health, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

60+

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$ 50,000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Lawrence R. Roberson, MBA, CFP®