| Advisor Profile |
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| Name: |
Glen Eastman |
| Phone Number: |
(866) 319-0646 |
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Business Description |
| We are a diversified independent financial services firm. Our business differentiates from that of "wire houses" (Merrill Lynch, etc.), Banks and Trust Companies by offering advice and making investment decisions completely independent of any parent company. We work with individual clients, business owners and their families. We provide specialized expertise in the areas of family wealth protection, legacy planning and special needs by providing disciplined decision making. We also work with non-profit entities helping with manager and investment selection. We have been involved in wealth management for over 15 years and moved to the independent side eight years ago. |
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General Information |
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| States Licensed in: |
FL, NH, AZ, RI, NJ, NY, MA, MI, OH, TX, WA, CA
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| Years of Experience in Financial Services: |
15
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| Number of Years with Current Firm: |
7
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| I work with the following types of clients: |
Non-Profit Organizations, Businesses, Individual Investors
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Services |
| Investment Types: |
Annuities, Options & Futures, Mutual Funds, Insurance, Alternative Investments, Stocks, Bonds, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 24, Series 7, Series 66
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| Insurance and Annuity Licenses: |
Health, Variable Life, Variable Annuity, Life
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
40
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| Firm's Number of Planning Clients: |
40
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| Firm's Number of Managed Clients: |
40
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000.00
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
Glen Eastman |
Frequently Asked Questions |
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