Business Description

Trinity Financial Planning is a comprehensive financial planning and investment advisory firm that provides unbiased tax and holistic financial planning advice without the conflicts of interest inherent in selling investments or insurance.

Our services are designed to serve business owners and individuals who believe strongly in minimizing their taxes and who want to be long-term investors rather than stock traders.

It is our mission to make objective, fee-only financial planning available to all who want to take control of their financial future.

General Information

Gender:

Male

CRD#:

115924

Name of Custodial Firm:

Schwab

States Licensed in:

Registered Investment Advisor in Wisconsin & Minnesota.

States Willing to do Business in:

We are currently accepting clients in all states except New Hampshire and Texas.

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Services

Investment Types:

Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Stocks, Annuities, Insurance, Mutual Funds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®)

Financial Organization Memberships:

Alliance of Cambridge Advisors, Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-only financial professional

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Flat Fee, Based on Assets

Fee % Based on Assets:

0.90-0.30%

Flat Fee Rate:

Varies

Prepared By:

John Scherer