| Advisor Profile |
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| Name: |
Larry Kriesmer, ChFC, CLU |
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Business Description |
Our primary focus is on capital preservation, with capital growth generally a second objective. Please visit our website at for a presentation on Measured Risk Portfolios.
Registered Principal offering securities through Independent Financial Group LLC. Member FINRA & SIPC. Advisory services offered through Kingsroad Financial Insurance Services, Inc., a Registered Investment Advisor. Kingsroad Financial Insurance Services, Inc. and Independent Financial Group, LLC are not affiliated. |
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General Information |
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| Insurance License#: |
0707364
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| Name of Broker/Dealer: |
Independent Financial Group, LLC
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| Name of Custodial Firm: |
TD Ameritrade, Pershing
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| States Licensed in: |
AZ, CA, CO, FL, GA, HI, ID, IL, LA, MD, MA, MI, MN, WI
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| States Willing to do Business in: |
All Licensed
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| Years of Experience in Financial Services: |
23
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| Number of Years with Current Firm: |
8
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| Work Experience: |
MML Investors Services, Inc. 7/1989 to 2/2006
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| I work with the following types of clients: |
Individual Investors, Businesses
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Mutual Funds, Options & Futures, Alternative Investments
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®)
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| Securities Licenses: |
Series 7, Series 24, Series 63
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| Insurance and Annuity Licenses: |
Variable Life, Disability, Variable Annuity, Long Term Care, Life, Health
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee, Hourly
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| Fee % Based on Assets: |
2% Maximum
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| Additional Details on Charges: |
Performance based fee schedule available to select clients who meet our criteria. Request our current ADV for details.
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| Minimum Fee Charged for Managed Accounts: |
N/A
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| Minimum Fee Charged for Hourly Planning Accounts: |
N/A
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| Minimum Fee Charged for Flat Fee Accounts: |
$2500
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| Prepared By: |
Larry Kriesmer, ChFC, CLU |
Frequently Asked Questions |
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