Business Description

Sound financial health. It takes in-depth analysis. It takes careful planning. It takes solutions, tailored to meet your requirements. At Retirement and Estate Planning Services, we employ a disciplined, structured approach to planning which, by design, ensures that we incorporate all of your needs, goals and objectives, in developing a plan that's best for you.

Retirement and Estate Planning Services is an organization of planning professionals who specialize in identifying and resolving complex estate, business transfer, retirement and investment problems. We have a long and proud history of helping to meet the needs of business owners, executives, professionals and retirees.

Our process proceeds through two primary steps: first to fully understand and analyze the specifics of your financial situation, and then provide you with the information, advice and alternatives you need to make the best possible decisions about your financial future. Each of our plans is designed to help meet your unique needs, circumstances, and objectives.

General Information

Gender:

Male

CRD#:

1048506

States Licensed in:

NC, SC, GA ,Mi

States Willing to do Business in:

VA, TN

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Services

Investment Types:

Annuities, Bonds, Stocks, Insurance, Mutual Funds, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLU®), Accredited Estate Planner (AEP), Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses:

Series 7

Insurance and Annuity Licenses:

Annuity, Life, Health, Accident, Disability, Variable Life, Long Term Care, Variable Annuity

Financial Organization Memberships:

National Association of Insurance and Financial Advisors (NAIFA), Ed Slott Master Elite Advisor

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

200

Firm's Number of Planning Clients:

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Flat Fee, Commissions

Prepared By:

Michael Slaughter, CFP®, AEP, CLU