Business Description

I am interested in helping people build wealth through investments in mutual funds, stocks, bonds, CDs, annuities, hedge funds, managed futures, and more. I have been in the investment business for 16 years. My first 6 years were spent recommending stocks to the managers of mutual funds. I spent my next 3 years as a fund manager, and I have spent the past 6 years as an investment advisor with Wells Fargo Advisors.

Due to my extensive experience, I have a knowledge of the industry and an investment philosophy that is far superior to the majority of my peers, and I have a focus on downside protection and absolute returns. My clients become my friends, and regular communication can be expected. I am also happy to show my portfolio and my historical returns to anyone who is interested so you can see that I invest in the same products that I recommend to you.

Following are the topics that are discussed at the initial meeting: 1)How I am compensated, 2) Service you can expect, 3) Goals for your portfolio, 4) My investment philosophy. Specific recommendations geared to your needs are made at the second meeting. Please let me know how I can be of service.

Warren Buffet's 2 rules to successful investing: Rule #1) Never lose money; Rule #2) Never forget rule #1.

General Information

Gender:

Male

CRD#:

2467307

Insurance License#:

E091245

Name of Broker/Dealer:

Wells Fargo Advisors

States Licensed in:

FL, GA, WY, NY, PA

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Raymond James: Institutional Stockbroker
Capital Advance Partners: Partner
Wells Fargo Advisors: Financial Advisor

I work with the following types of clients:

Businesses, Investment Clubs, Individual Investors, Non-Profit Organizations

Education

Academic Background

BA in MarketingUniversity of GA

Graduated 1993

Services

Investment Types:

Exchange Traded Funds (ETFs), Mortgages & Real Estate, Stocks, Options & Futures, Mutual Funds, Insurance, Annuities, Bonds, Alternative Investments, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Accredited Asset Management Specialist (AAMS®)

Securities Licenses:

Series 66, Series 63, Series 22, Series 65, Series 6, Series 7

Insurance and Annuity Licenses:

Disability, Variable Life, Long Term Care, Variable Annuity, Annuity, Life

Firm Information

Number of Advisors in Office:

10 - 99 employees

I work with clients as part of a team:

Yes

Advisor's Number of Clients:

Advisor's Number of Managed Clients:

Advisor's Number of Planning Clients:

Assets Managed by Advisor:

$40 million

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Based on Assets

Fee % Based on Assets:

0.25%-1%

Additional Details on Charges:

Fees and expenses are discussed in detail in our initial meeting, in addition to our market outlook, where we believe the best investment opportunities are, my investment philosophy, and the importance of downside protection.

Prepared By:

Trent Greene