Business Description

Benchmark was established in 2004 by a group of independent Financial Advisors with their clients' interests in mind.

We offer comprehensive, unbiased financial advice with an emphasis on delivering dependable, consistent and superior performance and service.

We specialize in assisting individuals and small business owners plan for and during their retirment years.

General Information

Gender:

Male

CRD#:

4162793

Insurance License#:

0D22786

Name of Broker/Dealer:

LPL Financial

States Licensed in:

AR, AZ, CA, CO, FL, IL, MA, MI, MN, NV, NY, TX

States Willing to do Business in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Education

Academic Background

David holds his Series 7, 63, 65 and 24 registrations with LPL Financial as well as his State of California Life Insurance License. David studied Small Business Management and Administration of Justice at Cypress and Fullerton Colleges. In 1998 he graduated in the top of his class from the Fullerton College Police Academy.

Services

Investment Types:

Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Insurance, Annuities, Bonds

Qualifications & Memberships

Securities Licenses:

Series 63, Series 24, Series 7, Series 65

Insurance and Annuity Licenses:

Annuity, Variable Life, Long Term Care, Variable Annuity, Health, Life

Non-Financial Organization Memberships:

David is a Reserve Deputy for the Los Angeles County Sheriff's Department, serves on the Board of Directors for Anaheim Memorial Medical Center, is an Advisory Board member for Senior Advisor magazine, an LPL Financial Freedom Club member and a Putnam Golden Scale Council member.

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

250

Firm's Number of Managed Clients:

Assets Managed by Firm:

$100,000,000

Advisor's Number of Clients:

105

Advisor's Number of Managed Clients:

Assets Managed by Advisor:

$40,000,000

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets, Commissions, Flat Fee, Hourly

Prepared By:

David Schaper