Business Description

Our practice is built on developing long-term relationships with clients and investing the time and effort needed to understand the goals, objectives, and dreams. We focus on getting results. We offer insurance and financial products and services for individuals, businesses and their employees. Our stringent code of ethics places the client’s needs above all others and demands uncompromising integrity in every aspect of our business conduct.

General Information

Gender:

Male

CRD#:

2375733

Name of Broker/Dealer:

MML Investor Services

States Licensed in:

AZ, AR, CA, CO, DC, GA, IL, KY, LA, MI, PN, TX, WV, KS

States Willing to do Business in:

All 50

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

My practice began in 1993 in Dallas with a consultative approach to helping my clients build and protect wealth. Along with my partner Jaime Galvan (19 yrs experience) with have two other CFP's on our team and two talented operations team members to service and support our clients.

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

BBA - Finance, Texas Christian University
MBA - Neely School, Texas Christian University

Services

Investment Types:

Insurance, Annuities, Mutual Funds, Stocks, Bonds, Exchange Traded Funds (ETFs), Alternative Investments

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLU®), Certified Fund Specialist (CFS)

Securities Licenses:

Series 7, Series 66, Series 24, Series 63, Series 6

Insurance and Annuity Licenses:

Disability, Variable Life, Variable Annuity, Long Term Care, Life, Annuity

Financial Organization Memberships:

GAMA, National Association of Insurance and Financial Advisors (NAIFA), Financial Planning Association (FPA)

Non-Financial Organization Memberships:

Dallas Executives
Christian Business Leaders
Dallas Foundation Advisory Council
Marketing Business Partners

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets, Commissions, Flat Fee

Additional Details on Charges:

We welcome an intial meeting to discuss issue and concerns that are important to you and then determine if we are the right fit to help you.

Prepared By:

Truman Blocker CFP®, CLU, CFS